Search Results for keywords:"reporting requirements"

MIAX Emerald, LLC has submitted a proposal to the Securities and Exchange Commission (SEC) to create a Minor Rule Violation Plan (MRVP). This plan would allow certain minor rule violations to be punished with fines up to $2,500 and would not require immediate reporting to the SEC, as long as summary reports are sent quarterly. This proposal excludes some conduct policies and aims to make handling minor infractions more efficient. The public is invited to comment on the proposal, and the SEC will decide on its approval by December 24, 2024.

The Securities and Exchange Commission (SEC) is seeking public comments on the information collection requirements set forth in Rule 6a-3 under the Securities Exchange Act of 1934. This rule mandates national securities exchanges to provide the SEC with certain information, such as reports and materials issued to exchange members. The SEC estimates that these exchanges collectively spend 156 hours annually fulfilling these requirements. Comments are welcomed on the necessity and usefulness of the rule, estimated burdens, and potential improvements, and must be submitted by February 18, 2025.

The Department of Labor (DOL) is inviting public comments on an information collection request related to the Delinquent Filer Voluntary Compliance Program, which is being reviewed for approval by the Office of Management and Budget (OMB). This program allows plan administrators to pay reduced penalties if they voluntarily comply with annual reporting requirements under the Employee Retirement Income Security Act of 1974 (ERISA). The DOL is seeking authorization for this information collection for three years, targeting businesses and not-for-profit institutions. Comments must be submitted by February 16, 2021.

The National Science Foundation (NSF) is inviting public comments on updates to its Research Infrastructure Guide (RIG). These revisions aim to improve guidelines for planning and managing infrastructure projects, focusing on aspects like construction, operations, and cyberinfrastructure. The NSF requests feedback on specific sections of the guide and outlines the estimated workload for complying with reporting requirements. Comments are needed by March 10, 2025, to be assured of consideration.

The Equal Employment Opportunity Commission (EEOC) issued a final rule amending its regulations on recordkeeping and reporting under various federal acts. This rule delegates the authority to decide on hardship exemption applications to the Chief Data Officer and provides a set process and criteria for applying for these exemptions. The rule doesn’t create additional paperwork burdens and is not expected to significantly impact small entities' finances. It is also not considered a significant regulatory action under Executive Orders or the Congressional Review Act.

The Environmental Protection Agency (EPA) is planning to submit a request to extend an ongoing information collection related to Exchange Network Grants Progress Reports. This extension will be reviewed by the Office of Management and Budget in compliance with the Paperwork Reduction Act. The EPA is seeking public comments on the necessity, accuracy, quality, and methods of collecting this information. Comments are due by April 26, 2021, and the proposed collection aims to support environmental offices by requiring regular reporting on project progress and quality assurance.

The Securities and Exchange Commission (SEC) is seeking public comments on the extension of a rule involving information collection from registered recordkeeping transfer agents. This rule, known as Rule 17Ad-11, requires these agents to report discrepancies in security records, particularly when issues with record differences have not been resolved for over 30 days. The SEC estimates that the overall burden on these agents is minimal, with each report taking about 30 minutes to complete. Comments on the necessity and effectiveness of this reporting requirement are welcomed until February 3, 2025.

The Office of the Comptroller of the Currency (OCC) is inviting public and federal agency comments on a proposed revision to an information collection requirement under the Paperwork Reduction Act. This involves updating reporting requirements for national banks and federal savings associations, particularly those with assets of $250 billion or more, to align with stress test templates used by the Federal Reserve. The goal is to minimize the burden on these institutions while ensuring effective stress testing practices. Comments on the proposal are requested by March 29, 2021, and the OCC encourages electronic submissions.

The Bureau of Economic Analysis (BEA), part of the Department of Commerce, has announced the mandatory Annual Survey of Foreign Ocean Carriers' Expenses in the United States, known as BE-29. This survey collects data to understand the expenses of foreign ocean carriers in the U.S. and measure trade in transport services, which is crucial for analyzing its impact on both the U.S. and foreign economies. Entities required to respond include U.S. agents who managed 40 or more foreign carrier port calls or had expenses of $250,000 or more. Responses must be submitted within 45 days after the calendar year ends.

The Federal Aviation Administration (FAA) has issued a new rule updating an Airworthiness Directive (AD) for Airbus Helicopters Model H160-B due to concerns about the axial play of the rotating scissors spherical bearings. This updated directive requires additional inspections, extends the list of affected helicopter parts, and outlines reporting requirements for inspection outcomes. This rule is essential for maintaining helicopter safety, with the new compliance measures coming into effect on April 25, 2025. The FAA has made these changes in response to updates from the European Union Aviation Safety Agency, ensuring alignment with international safety standards.