Search Results for keywords:"regulatory transparency"

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Search Results: keywords:"regulatory transparency"

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  • 2025-04299 — Ares Core Infrastructure Fund, et al.
    Type:Notice
    Citation:90 FR 12615
    Reading Time:about 2 minutes

    The Securities and Exchange Commission (SEC) issued a notice about an application for an exemption from certain sections of the Investment Company Act of 1940. The application is from various companies, including Ares Capital Management and Ares Core Infrastructure Fund, seeking permission to offer multiple classes of shares with different sales fees for certain investment companies. The application was initially filed on January 8, 2025, and amended on February 28, 2025. The SEC will grant the requested relief unless a hearing is ordered, and interested individuals can request a hearing by April 7, 2025.

    Simple Explanation

    The SEC is thinking about letting a company called Ares and its partners use different rules for selling shares because they asked nicely. They will decide soon, and if people have questions or want to talk about it, they have until April 7, 2025, to ask for a chat.

  • 2021-04092 — Order Granting Application by Cboe C2 Exchange, Inc. for Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference
    Type:Notice
    Citation:86 FR 12052
    Reading Time:about 9 minutes

    Cboe C2 Exchange, Inc. applied for an exemption from certain rule filing requirements of the Securities Exchange Act, allowing them to incorporate rules from the Cboe Exchange, Inc. without filing separate changes. This would help maintain consistency between Cboe C2 rules and Cboe rules, ensuring that members trading on both exchanges follow the same standards. The Securities and Exchange Commission (SEC) granted this exemption, provided that Cboe C2 notifies its members about any changes to the Cboe rules. The SEC believes this approach will save time and resources and protect investors by avoiding conflicting regulations.

    Simple Explanation

    Cboe C2 Exchange asked if they could use rules from another exchange without having to make new ones, and the SEC said yes, as long as they tell their members about any changes. This way, both exchanges can use the same rules, making things easier and avoiding confusion.