Search Results for keywords:"membership application"

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Search Results: keywords:"membership application"

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  • 2020-27400 — Advisory Committees Solicitation of Applications for Membership
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    Type:Notice
    Citation:86 FR 1952
    Reading Time:about 6 minutes

    The Consumer Financial Protection Bureau is seeking applications for membership on its advisory committees, which include the Consumer Advisory Board, Community Bank Advisory Council, Credit Union Advisory Council, and Academic Research Council. These committees consist of experts from various fields like consumer protection, financial services, and economics to advise the bureau on consumer financial markets. The membership, which usually lasts two years, requires diverse representation of communities and interests, including those underserved. Applications are accepted online by February 24, 2021, and should include a cover letter, résumé, recommendation letter, and completed questionnaire. The Bureau aims to announce the selected new members in late summer 2021.

    Simple Explanation

    The Consumer Financial Protection Bureau is looking for people to join special groups that help them make rules about money. They want a variety of people, like those who help others with money problems or are experts in money, to apply.

  • 2024-29146 — Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2.4(a)
    Type:Notice
    Citation:89 FR 100570
    Reading Time:about 16 minutes

    The Securities and Exchange Commission has published a notice regarding a proposed rule change filed by NYSE National, Inc. This change aims to clarify the process for a broker-dealer, which may be subject to a statutory disqualification, to become or remain an ETP Holder on the Exchange. The proposed amendments will align NYSE National’s rules with those of other exchanges and SEC regulations, ensuring a consistent process when dealing with statutory disqualifications. The notice invites public comments on this proposal, which seeks to improve transparency and efficiency in membership applications affected by such disqualifications.

    Simple Explanation

    The government wants to make sure everyone plays by the same rules when deciding if a company that helps people buy and sell stocks can join or stay in their group, even if that company has gotten in trouble before. They’re asking people what they think about these new rules to make things fair and clear.

  • 2021-02398 — Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a One-Time Membership Application Fee, Application Programming Interface (“API”) Testing and Certification Fees, and Network Connectivity Testing and Certification Fees
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    Type:Notice
    Citation:86 FR 8465
    Reading Time:about 37 minutes

    MIAX Emerald, a national securities exchange, has proposed a rule change to implement new fees, including a one-time membership application fee and testing and certification fees. The membership fee varies based on the applicant's role, with Electronic Exchange Members (EEMs) charged $2,500 and Market Makers $3,000, reflecting the greater complexity in evaluating Market Maker applications. Additionally, fees for Application Programming Interface (API) testing and Network Connectivity are being introduced to offset resources spent in the process. The fees are being structured to ensure they cover the costs incurred by the exchange, without imposing unfair discrimination among market participants.

    Simple Explanation

    MIAX Emerald wants to charge some new fees like a joining fee and fees for testing systems to make sure they work well with theirs, all to cover their costs for helping new members join and test safely. They are trying to be fair by adjusting the fees based on how complex the member's needs are, but some people think it might be confusing or not very clear why some have to pay more than others.