Search Results for keywords:"immediate effectiveness"

Nasdaq MRX, LLC has submitted a proposed rule change to the Securities and Exchange Commission (SEC) to increase its port fees in Options 7, Section 6. This change was filed on December 20, 2024, and is set to take effect immediately, with operational status by January 1, 2025. The SEC is inviting public comments on this proposed rule change until January 31, 2025. Interested parties can submit their comments through the SEC’s website or via email, referring to file number SR-MRX-2024-50.

The Nasdaq Stock Market LLC filed a proposed rule change with the Securities and Exchange Commission (SEC) to update details regarding service providers and the basket size for the Hashdex Nasdaq Crypto Index US ETF. This rule change is intended to align with the Trust’s registration statement and does not significantly impact investor protection or competition. The SEC waived the usual 30-day delay, allowing the new rule to take effect immediately. Public comments can be submitted online or by mail, and the deadline for commenting is February 25, 2025.

The Options Clearing Corporation, a self-regulatory organization, filed a proposed rule change with the Securities and Exchange Commission on January 17, 2025. The changes involve updating the Corporation's Risk Management Framework, Corporate Risk Management Policy, and Default Management Policy to align better with current practices and enhance internal governance clarity. These updates have been designated for immediate effect and are not expected to impact the Clearing Members or other market participants. The Commission is soliciting public comments on the proposal until February 21, 2025.

The Securities and Exchange Commission has received a proposed rule change filing from Cboe EDGA Exchange, Inc. The proposal, submitted on December 20, 2024, suggests updating the fee schedule associated with the "Consolidated Audit Trail Funding Fees" to a rate of $0.000022 per executed equivalent share. Interested parties are encouraged to submit their comments through the SEC's online platform or by mail, with all submissions due by January 27, 2025. The proposal is under the immediate effectiveness category pursuant to certain sections of the Securities Exchange Act of 1934.

Nasdaq PHLX LLC recently filed a proposed rule change with the Securities and Exchange Commission (SEC) to adjust certain fees based on inflation. This change impacts the Non-Display Enterprise License and PHLX Depth Data fees. The proposed amendments will take effect immediately but are set to be operational from January 1, 2025. The SEC invites the public to submit comments on the proposal by February 3, 2025, using specified electronic and paper submission methods.

The Securities and Exchange Commission has announced that the NYSE Chicago, Inc. filed a proposed change to its rules on December 3, 2024. This change aims to clarify how a broker-dealer can become or stay a member of the Exchange even if they have a statutory disqualification. The proposed amendments align NYSE Chicago's rules with those of other exchanges and SEC regulations, focusing on maintaining fairness and investor protection while allowing organizations time to seek resolution for disqualifications. The change will become effective without a 30-day waiting period, as the SEC considers it necessary for an ongoing urgent situation involving a firm currently seeking relief from such a disqualification.

Nasdaq GEMX, LLC has filed a proposed rule change with the Securities and Exchange Commission (SEC) to establish new fees for its expanded co-location services. The filing was made effective immediately, and the SEC is seeking public comments on this proposal. Interested parties can submit their comments through the SEC's website or via email, ensuring that they mention the file number SR-GEMX-2025-04 in their correspondence. The deadline for comments is February 18, 2025.

The Fixed Income Clearing Corporation (FICC) has proposed rule changes to update its regulations concerning voluntary withdrawal provisions for certain members, specifically those who have not used its services for at least six months and with whom the FICC has had no recent contact. This proposal was submitted to the Securities and Exchange Commission (SEC) on January 13, 2025, and is considered effective immediately under specified conditions, as it does not significantly impact investor protection or competition. The SEC is now open to public comments on this amendment, and feedback can be submitted via their online platform or through mail by February 19, 2025.

The Cboe EDGA Exchange, Inc. has proposed a rule change to amend its fee schedule to include fees for Dedicated Cores, and this proposal was filed with the Securities and Exchange Commission (SEC) on January 24, 2025. This filing is in accordance with Section 19(b)(1) of the Securities Exchange Act of 1934 and is designed to take effect immediately. The SEC is asking for public comments on this proposal, and various methods are provided for submitting these comments until February 28, 2025. Comments can be shared via an online form, email, or mail, reminding contributors to avoid including any personal identifiable information they do not want made public.

The Securities and Exchange Commission has announced that MIAX PEARL, LLC has filed a proposed rule change to update the fee schedule for its options exchange. This change introduces new fee categories for its proprietary market data feeds, the "Top of Market" and "Liquidity" feeds. The proposal has been marked for immediate effectiveness, and the SEC is seeking public comments on this change. Comments should be submitted by March 25, 2025.