Search Results for keywords:"fees"

Nasdaq GEMX, LLC has filed a proposed rule change with the Securities and Exchange Commission (SEC) to establish new fees for its expanded co-location services. The filing was made effective immediately, and the SEC is seeking public comments on this proposal. Interested parties can submit their comments through the SEC's website or via email, ensuring that they mention the file number SR-GEMX-2025-04 in their correspondence. The deadline for comments is February 18, 2025.

The Nasdaq Stock Market LLC proposed a rule change to set fees for Industry Members to cover costs related to the Consolidated Audit Trail (CAT) for 2025. This proposal, submitted to the Securities and Exchange Commission (SEC) on January 2, 2025, is designed to be effective immediately. The SEC is seeking public comments on this rule change, and submissions are requested by February 13, 2025. Interested individuals can access more details about the proposal on both Nasdaq's and the SEC's websites.

Nasdaq PHLX LLC has filed a proposed rule change with the Securities and Exchange Commission (SEC) to introduce fees for its expanded co-location services. The rule change takes immediate effect, as allowed under specific provisions of the Securities Exchange Act. The SEC seeks public comments on this proposal, encouraging people to submit their views, data, and arguments concerning it. This feedback can be submitted through the SEC’s website or by mail, with all comments publicly accessible online.

Nasdaq PHLX LLC has submitted a proposed rule change to the Securities and Exchange Commission (SEC) to establish fees for industry members related to the Consolidated Audit Trail (CAT) costs for 2025. The rule change was filed on January 2, 2025, and is designed to be effective immediately. Interested parties are invited to submit comments about this proposal through the SEC's website by February 13, 2025. The proposal and information about it can be viewed on both the Exchange’s and the SEC’s websites.

The Securities and Exchange Commission (SEC) announced that Nasdaq ISE, LLC (ISE) has submitted a proposed rule change on January 10, 2025. This rule change aims to set new fees for its expanded co-location services, allowing traders to place their trading equipment near ISE's servers for faster access. The SEC is inviting public comments on this proposal, and interested parties can submit their thoughts electronically through the SEC's website or by mail until February 18, 2025. This proposal has been designated for immediate effectiveness under U.S. securities law, although the SEC can delay its implementation if needed to protect investor interests.

NYSE American LLC has filed a proposed rule change with the Securities and Exchange Commission to set up fees for industry members linked to the Consolidated Audit Trail (CAT) costs for 2025. The fee, known as CAT Fee 2025-1, will be $0.000022 per executed equivalent share and will replace the existing higher fee. These fees aim to cover about half of the planned CAT costs for the year. The proposal is available on the SEC website, and comments from the public are invited.

Nasdaq PHLX LLC has proposed a new rule to establish fees for expanded co-location services at its data center in Carteret, NJ, as filed with the Securities and Exchange Commission. The proposal introduces a range of fees for new Ultra High Density Cabinets, cabinet installation, and power distribution units (PDUs) in the expanded facility, known as NY11-4. These changes are intended to reflect the costs and operational efficiencies of supporting higher density power options. The fees, which are consistent with market rates, are meant to cover the increased costs and provide flexibility for customers in managing their connections to the exchange.

The Securities and Exchange Commission (SEC) has released a notice concerning an application by The Advisors' Inner Circle Fund and Pathstone Family Office, LLC. They are seeking an exemption from certain regulations under the Investment Company Act of 1940 to allow hiring and replacing sub-advisers without shareholder approval. This would also grant relief from some disclosure rules related to fees paid to these sub-advisers. The goal is to streamline the process and reduce unnecessary delays and costs for the funds involved.

Nasdaq ISE, LLC has proposed a new rule to establish fees for its flexible exchange options, known as FLEX Options. This proposal was filed with the Securities and Exchange Commission (SEC) and will be effective immediately, with the changes set to operate starting April 7, 2025. The SEC is inviting the public to comment on this proposed rule change by April 10, 2025. Interested persons can submit their comments electronically or via mail, ensuring to reference the file number SR-ISE-2025-10.

The Securities and Exchange Commission is reviewing a new rule proposal from the Cboe BZX Exchange, Inc.. The proposal aims to introduce fees for a new service called Unitized Logical Ports, which provides connectivity for its equity options platform, BZX Options. Additionally, new fees for Average Daily Quote and Average Daily Order will be introduced. Interested individuals can submit comments online or through mail, ensuring that they reference the specific file number related to this proposed rule change.