Search Results for keywords:"enforcement proceedings"

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Search Results: keywords:"enforcement proceedings"

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  • 2025-03870 — Sunshine Act Meetings
    Type:Notice
    Citation:90 FR 11635
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) is holding a closed meeting on Thursday, March 13, 2025, at 2:00 p.m. at their headquarters in Washington, DC, and possibly also online. Only Commissioners, select staff, and other authorized individuals will attend. The meeting will cover topics like initiating and settling legal actions, handling administrative proceedings, and other matters related to enforcement proceedings. If there are any changes to the meeting's schedule or location, the SEC will update their website.

    Simple Explanation

    The SEC is having a secret meeting to talk about some legal issues, and only certain people can go. If the meeting details change, they will let everyone know on their website.

  • 2021-02373 — Sunshine Act Meetings
    Type:Notice
    Citation:86 FR 8061
    Reading Time:about a minute or two

    The Securities and Exchange Commission will hold closed meetings every Tuesday in February 2021 at 5:00 p.m. These meetings will occur remotely or at the Commission's headquarters in Washington, DC. Attendees will include Commissioners, their Counsel, the Secretary, recording secretaries, and possibly other interested staff members. Discussions will cover examinations, enforcement proceedings, and may also change depending on the Commission's priorities. If there are any changes to the meeting details, updates will be posted on the SEC's website.

    Simple Explanation

    The Securities and Exchange Commission is having special secret meetings every Tuesday in February where grown-ups talk about important stuff like checking things out and making sure rules are followed. Sometimes they meet on the computer and sometimes in a building in Washington, DC, but they don't give a lot of details because it's a secret.

  • 2021-01101 — Sunshine Act Meetings
    Type:Notice
    Citation:86 FR 4151
    Reading Time:less than a minute

    The Securities and Exchange Commission announced a change to their previously scheduled Closed Meeting. Originally set for January 13, 2021, at 2:00 p.m., the meeting time was adjusted to 2:30 p.m. on the same day. During this meeting, they will discuss examination matters and enforcement proceedings. For additional details, individuals can contact the Office of the Secretary.

    Simple Explanation

    The Securities and Exchange Commission changed their secret meeting time from 2:00 p.m. to 2:30 p.m. on January 13, 2021, where grown-ups talk about important rules and checking things are done right.

  • 2025-02197 — Sunshine Act Meetings
    Type:Notice
    Citation:90 FR 8819
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) will hold a closed meeting on Thursday, February 6, 2025, at 2:00 p.m. This meeting will take place either remotely or at the SEC headquarters in Washington, DC. During the meeting, they will discuss topics such as legal actions, settlements, and enforcement proceedings. Changes to the agenda could occur depending on the SEC's priorities, and any updates will be shared on their official website.

    Simple Explanation

    The Securities and Exchange Commission (SEC) is having a secret meeting on February 6, 2025, to talk about some important stuff like legal matters and rules, and they might change the plans if needed. They will let people know if there are any updates on their website.

  • 2025-03473 — Sunshine Act Meetings
    Type:Notice
    Citation:90 FR 11085
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) will hold a closed meeting at 2:00 p.m. on March 6, 2025, via remote means or at its headquarters in Washington, DC. The meeting will be attended by commissioners, their counsel, the Commission's secretary, and possibly other interested staff. Topics for discussion include the institution and settlement of injunctive actions and administrative proceedings, the resolution of litigation claims, and matters related to examinations and enforcement proceedings. The meeting details are subject to change, and updates will be posted on the SEC's website.

    Simple Explanation

    The SEC is having a private meeting on March 6, 2025, to discuss important things they need to decide quietly, like legal actions and checks on rules, and they might change the meeting details, but updates will be on their website.

  • 2021-02657 — Sunshine Act Meetings
    Type:Notice
    Citation:86 FR 8675
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) has scheduled a closed meeting for February 11, 2021, at 2:00 p.m. It will take place remotely or at the SEC headquarters in Washington, DC. During the meeting, commissioners and relevant staff will discuss topics like the settlement of legal actions and administrative proceedings. This meeting is closed to the public, and any changes to its schedule will be updated on the SEC's website.

    Simple Explanation

    The SEC, which is a group that helps keep things fair with money, is having a secret meeting to talk about important topics, but nobody from the public can join or watch. If things about the meeting change, they will let everyone know on their website.