Search Results for keywords:"enforcement matters"

Found 4 results

Search Results: keywords:"enforcement matters"

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  • 2025-02792 — Sunshine Act Meetings
    Type:Notice
    Citation:90 FR 9772
    Reading Time:about a minute or two

    The Securities and Exchange Commission is holding a closed meeting on Thursday, February 20, 2025, at 1 p.m. The meeting will take place remotely and/or at the Commission's headquarters in Washington, DC. During the meeting, topics such as the initiation and settlement of legal actions, administrative proceedings, and other enforcement-related matters will be discussed. Changes to the meeting schedule or location will be announced on the SEC's website, and for more details, Vanessa A. Countryman from the Office of the Secretary can be contacted.

    Simple Explanation

    The Securities and Exchange Commission is having a private meeting on February 20, 2025, to talk about important legal cases and rules. They're not telling people exactly what will be discussed, but they’ll update if anything changes.

  • 2025-00222 — Sunshine Act Meetings
    Type:Notice
    Citation:90 FR 1104
    Reading Time:less than a minute

    The Commodity Futures Trading Commission (CFTC) is holding a closed virtual meeting at 10:30 a.m. EST on Friday, January 10, 2025. The meeting will focus on enforcement and examination matters. If there are any changes to the meeting's time, date, or location, updates will be made available on the CFTC's official website. For more information, Christopher Kirkpatrick can be contacted at the provided phone number.

    Simple Explanation

    The CFTC is having a private online meeting on January 10, 2025, to talk about rules and checks, and if anything changes about the meeting, people can find out on their website.

  • 2021-03637 — Sunshine Act Meetings
    Type:Notice
    Citation:86 FR 10609
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) announced a closed meeting to be held at 2:30 p.m. on February 25, 2021, either remotely or at the Commission's headquarters in Washington, DC. The meeting will be attended by commissioners, their counsel, secretaries, and other relevant staff members. During this meeting, the SEC will discuss topics related to legal actions, administrative proceedings, and other enforcement matters. Information about any changes to the meeting's time, date, or location will be available on the SEC's website.

    Simple Explanation

    The Securities and Exchange Commission (SEC) is having a private meeting to talk about legal stuff on February 25, 2021, and you can't know what they'll discuss because it's secret, but if anything changes, they'll put it on their website.

  • 2021-01530 — Sunshine Act Meetings
    Type:Notice
    Citation:86 FR 6687
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) is holding a closed meeting on Wednesday, January 27, 2021, at 2:00 p.m. This meeting will occur either remotely or at the SEC's headquarters in Washington, DC. During the meeting, they will discuss topics such as the institution and settlement of injunctive actions, administrative proceedings, litigation claims, and other enforcement matters. The meeting is closed to the public, and any changes to the schedule will be posted on the SEC's website. For more information, Vanessa A. Countryman in the Office of the Secretary can be contacted.

    Simple Explanation

    The SEC is having a private meeting where they talk about important things related to rules, but nobody except SEC people can join in or know exactly what it's about. They have a secret chat to make sure they're handling things right and will let people know if anything changes.