Search Results for keywords:"confidential reporting"

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Search Results: keywords:"confidential reporting"

  • Type:Rule
    Citation:90 FR 9007
    Reading Time:about 17 minutes

    The Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) have extended the deadline for compliance with the new amendments to Form PF from March 12, 2025, to June 12, 2025. Form PF is a confidential reporting form that certain investment advisers to private funds, who are registered with the SEC and possibly with the CFTC, must fill out. The extension aims to address challenges like the need to file data under two different versions of the form, which raised issues for advisers. The new deadline also provides more time for affected parties to adapt to the changes and to ensure accurate data collection and reporting.

    Simple Explanation

    The CFTC and SEC decided to give extra time for some financial helpers to fill out a special form, moving the deadline from March to June 2025, so they don’t have to rush and can do a better job.

  • Type:Rule
    Citation:90 FR 15394
    Reading Time:about 30 minutes

    The Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) have jointly updated Form PF, used for confidential reporting by certain investment advisers. These changes correct previous errors and add omitted amendments, ensuring accuracy and consistency. The updates, effective April 11, 2025, do not introduce new regulations but refine existing requirements. The agencies expedited the amendments without seeking public comments due to their non-substantive nature.

    Simple Explanation

    The CFTC and SEC fixed mistakes in a form that some advisers use to secretly report information, making sure everything is correct without changing any rules. They quickly made these fixes because they were simple and didn't ask people for their thoughts.