Search Results for keywords:"Plan Approval"

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Search Results: keywords:"Plan Approval"

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  • 2021-01941 — Program for Allocation of Regulatory Responsibilities Pursuant To Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and NYSE Arca, Inc.
    Type:Notice
    Citation:86 FR 7590
    Reading Time:about 25 minutes

    The Securities and Exchange Commission (SEC) approved an updated plan between the Financial Industry Regulatory Authority (FINRA) and NYSE Arca, which aims to streamline regulatory responsibilities. This plan helps avoid the duplication of regulatory tasks for companies registered with both FINRA and NYSE Arca by specifying which organization will handle what aspects of regulation. The amendment removes certain rules from the plan and is designed to improve efficiency and reduce costs for regulated firms while ensuring investors are protected. The SEC declared the plan effective to promote better coordination between the two self-regulatory organizations.

    Simple Explanation

    The SEC said that two groups, FINRA and NYSE Arca, will share their work to make sure businesses are following the rules, so they don’t do the same work twice, helping them save money and making sure people who invest are protected.

  • 2025-03734 — Information Collection Request to Office of Management and Budget; OMB Control Number: 1625-0047
    Type:Notice
    Citation:90 FR 11612
    Reading Time:about 3 minutes

    The U.S. Coast Guard plans to request an extension from the Office of Management and Budget for their information collection titled "Plan Approval and Records for Vital System Automation". This information collection is essential for ensuring the safety of personnel and property on U.S.-flag vessels. The Coast Guard is seeking public comments on the necessity and usefulness of this information collection, as well as ways to reduce its burden. Public comments are open until May 9, 2025, and can be submitted via the Federal eRulemaking Portal.

    Simple Explanation

    The U.S. Coast Guard wants to keep checking important ship systems to make sure they are safe. They are asking people to say if they think this check is needed or if it can be made easier, until May 9, 2025.