Search Results for keywords:"17 CFR 200.402"

Found 5 results

Search Results: keywords:"17 CFR 200.402"

💰 Only
Oldest Newest
  • 2025-05584 — Sunshine Act Meetings
    Type:Notice
    Citation:90 FR 14300
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) will hold a closed meeting on Thursday, April 3, 2025, at 2:00 p.m. This meeting can be attended remotely or at the SEC's headquarters in Washington, DC. The focus of this meeting includes discussions on legal matters such as the institution and settlement of lawsuits, administrative proceedings, and other enforcement-related topics. If changes occur regarding the meeting’s time, date, or location, updates will be posted on the SEC's website.

    Simple Explanation

    The Securities and Exchange Commission (SEC) is having a special meeting on April 3, 2025, to talk about important legal stuff, like court cases, but people can't go because it's private. If there are changes about when or where the meeting happens, they will let people know on their website.

  • 2021-01530 — Sunshine Act Meetings
    Type:Notice
    Citation:86 FR 6687
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) is holding a closed meeting on Wednesday, January 27, 2021, at 2:00 p.m. This meeting will occur either remotely or at the SEC's headquarters in Washington, DC. During the meeting, they will discuss topics such as the institution and settlement of injunctive actions, administrative proceedings, litigation claims, and other enforcement matters. The meeting is closed to the public, and any changes to the schedule will be posted on the SEC's website. For more information, Vanessa A. Countryman in the Office of the Secretary can be contacted.

    Simple Explanation

    The SEC is having a private meeting where they talk about important things related to rules, but nobody except SEC people can join in or know exactly what it's about. They have a secret chat to make sure they're handling things right and will let people know if anything changes.

  • 2021-03637 — Sunshine Act Meetings
    Type:Notice
    Citation:86 FR 10609
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) announced a closed meeting to be held at 2:30 p.m. on February 25, 2021, either remotely or at the Commission's headquarters in Washington, DC. The meeting will be attended by commissioners, their counsel, secretaries, and other relevant staff members. During this meeting, the SEC will discuss topics related to legal actions, administrative proceedings, and other enforcement matters. Information about any changes to the meeting's time, date, or location will be available on the SEC's website.

    Simple Explanation

    The Securities and Exchange Commission (SEC) is having a private meeting to talk about legal stuff on February 25, 2021, and you can't know what they'll discuss because it's secret, but if anything changes, they'll put it on their website.

  • 2021-04273 — Sunshine Act Meetings
    Type:Notice
    Citation:86 FR 12057
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) will hold a closed meeting on Thursday, March 4, 2021, at 2:00 p.m. The meeting will take place remotely and possibly at the SEC's headquarters in Washington, DC. During this session, the commissioners and key staff will discuss topics such as the start or resolution of legal actions and administrative proceedings. If there are changes in the meeting's schedule, details will be updated on their website, and the legal authority for closing this meeting is based on specific exemptions in U.S. law.

    Simple Explanation

    The SEC, a group in charge of making sure people follow money rules, will have a private meeting on March 4. They'll talk about important stuff that can't be shared yet, like deciding what to do when someone might have broken the rules.

  • 2025-01813 — Sunshine Act Meetings
    Type:Notice
    Citation:90 FR 8228
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) is holding a closed meeting on January 30, 2025, at 2:00 p.m. The meeting will take place remotely and at the SEC's headquarters in Washington, DC. It will involve discussing the institution and settlement of legal actions, administrative proceedings, examination, and enforcement matters. Some staff and officials will attend, and any changes to the meeting's details will be posted on the SEC's website. For more information, Vanessa A. Countryman can be contacted.

    Simple Explanation

    The Securities and Exchange Commission (SEC) is having a secret meeting on January 30, 2025, to talk about some important legal stuff that helps them make sure everyone follows the rules. If anything changes, they will let us know online.