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Search Results: keywords:"15 U.S.C. 78s(b)(1)"

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2021-02992 — Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Revise Rules 46 and 46A and Other Related Rules To Permit the Appointment of Trading Officials
February 16, 2021
Type:Notice
Citation:86 FR 9545
Reading Time:about a minute or two
The New York Stock Exchange LLC submitted a proposed rule change to the Securities and Exchange Commission (SEC) to update certain rules, including allowing the appointment of Trading Officials. This proposal was published for public comment in the Federal Register on December 30, 2020, but no comments were received. The SEC needed more time to review the proposal and decided to extend the period for their decision, setting a new deadline of March 30, 2021, to either approve or disapprove the rule change.
Simple Explanation
The New York Stock Exchange wants to change some rules so that special helpers, called Trading Officials, can be chosen, but the group that checks if rules are okay, the SEC, needs more time to decide about this, so they will make up their minds by the end of March 2021.
2025-03075 — Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase the Monthly Fee for 10 Gb Physical Ports
February 26, 2025
Type:Notice
Citation:90 FR 10758
Reading Time:about 3 minutes
Cboe EDGA Exchange, Inc. has proposed a rule change to increase the monthly fee for 10 Gb physical ports. This proposal was filed with the Securities and Exchange Commission (SEC) on February 14, 2025, and is set for immediate effectiveness. The SEC is inviting public comments on whether this change aligns with the Securities Exchange Act of 1934. Interested parties can submit their opinions electronically or by mail before the March 19, 2025, deadline.
Simple Explanation
The Cboe EDGA Exchange wants to make their 'internet roads' faster, but to do that, they need to charge a bit more money each month. The people in charge are asking if this is okay and want other people to tell them if they think it's fair by writing letters or sending messages before a certain date.
2025-00414 — Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Non-Display Enterprise License and PHLX Depth Data Fees Based on the Rate of Inflation
January 13, 2025
Type:Notice
Citation:90 FR 2766
Reading Time:about 3 minutes
Nasdaq PHLX LLC recently filed a proposed rule change with the Securities and Exchange Commission (SEC) to adjust certain fees based on inflation. This change impacts the Non-Display Enterprise License and PHLX Depth Data fees. The proposed amendments will take effect immediately but are set to be operational from January 1, 2025. The SEC invites the public to submit comments on the proposal by February 3, 2025, using specified electronic and paper submission methods.
Simple Explanation
Nasdaq PHLX wants to change how much some people pay for their services by adjusting prices due to inflation, like how things might cost more because of the economy. They asked for comments from people to see what they think about the changes.
2025-04352 — Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Nasdaq Bitcoin Index Options
March 18, 2025
Type:Notice
Citation:90 FR 12588
Reading Time:about a minute or two
Nasdaq PHLX LLC submitted a proposal to the Securities and Exchange Commission (SEC) on February 4, 2025, to introduce new Nasdaq Bitcoin Index Options. The proposed rule change was officially published for public comment in the Federal Register on February 24, 2025. According to the rules, the SEC originally had 45 days to respond, but they have decided to extend this period to ensure they have enough time to review the proposal thoroughly. The new deadline for the SEC to make a decision is set for May 25, 2025, either to approve, disapprove, or proceed with further evaluation of the rule change.
Simple Explanation
Nasdaq wants to create a new way for people to trade things like pretend money called Bitcoin, and they asked a group called the SEC if that's okay. The SEC needs more time to think about it, so they moved their decision date to May 25, 2025, to decide if that’s a good idea.
2025-02328 — Self-Regulatory Organizations; NYSE American, LLC; Notice of Withdrawal of a Proposed Rule Change To Waive the Options Regulatory Fee (ORF) for December 2024
February 07, 2025
Type:Notice
Citation:90 FR 9173
Reading Time:about a minute or two
NYSE American, LLC filed a proposal with the Securities and Exchange Commission (SEC) in November 2024 to change its Options Fee Schedule, specifically concerning the Options Regulatory Fee (ORF). The SEC published the proposed rule change in the Federal Register in December 2024. However, in January 2025, the SEC temporarily suspended this proposal and began proceedings to decide whether to approve or disapprove it. Subsequently, NYSE American withdrew the proposal later in January 2025.
Simple Explanation
NYSE American wanted to change a special fee, but then decided not to go ahead with it after some thinking, even though the rule keepers were checking if it was okay.
2024-30914 — Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Temporary Rule 7.34-E(T) and revise Rules 1.1 and 7.34-E to Lengthen the Current Extended Trading Sessions
December 27, 2024
Type:Notice
Citation:89 FR 105650
Reading Time:about 2 minutes
The Securities and Exchange Commission (SEC) announced an extension of the decision period for a proposed rule change by NYSE Arca, Inc. The proposed change aims to lengthen the hours of extended trading sessions. The SEC received comments on the proposal and an amendment that adjusted the original suggestion. To allow more time for consideration and public feedback, the SEC set a new deadline of February 12, 2025, to either approve, disapprove, or begin further proceedings on the proposal.
Simple Explanation
The SEC is taking extra time to decide if NYSE Arca can change their rules to make the stock market open longer after regular hours, and now they have until February 12, 2025, to think about it more.
2025-03508 — Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Permit FLEX Trading in the iShares Bitcoin Trust ETF
March 05, 2025
Type:Notice
Citation:90 FR 11334
Reading Time:about a minute or two
Nasdaq PHLX LLC proposed a change to allow FLEX Trading in the iShares Bitcoin Trust ETF, which was filed with the Securities and Exchange Commission (SEC) on December 26, 2024. The SEC originally had 45 days to decide on this proposal, but has chosen to extend this period to allow for more thorough consideration. The new deadline for the SEC to approve, disapprove, or consider disapproval of the rule change is set for April 14, 2025. This decision allows the SEC more time to assess the proposal and any feedback received.
Simple Explanation
The Securities and Exchange Commission (SEC) needs more time to decide if a special type of trading, called FLEX Trading, should be allowed for a fund linked to Bitcoin. They've moved their decision deadline to April 14, 2025, so they can think it over some more and see what people are saying about it.

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