Search Results for citation:"90 FR 8552"

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Search Results: citation:"90 FR 8552"

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  • 2025-01936 — Proposed Collection; Comment Request; Extension: Rule 0-2, Form ADV-NR
    Type:Notice
    Citation:90 FR 8552
    Reading Time:about 2 minutes

    The Securities and Exchange Commission (SEC) is seeking public comments on the extension of a rule related to non-resident investment advisers. This involves Rule 0-2 and Form ADV-NR, which help the SEC handle legal processes with non-resident advisers working in the U.S. The SEC estimates 41 forms will be filed each year, each taking about one hour to complete, with no extra cost burden. Interested parties can submit comments until March 31, 2025.

    Simple Explanation

    The Securities and Exchange Commission (SEC) wants to hear what people think about a form that non-resident investment advisers fill out to do business in the U.S. They think 41 forms will be filled out each year, with each taking about one hour to complete, and they say it won't cost anything extra.

  • 2025-01935 — Proposed Collection; Comment Request; Extension: Rule 204A-1
    Type:Notice
    Citation:90 FR 8552
    Reading Time:about 3 minutes

    The Securities and Exchange Commission (SEC) is seeking public comments on extending the information collection for "Rule 204A-1" under the Investment Advisers Act of 1940. This rule, known as the Code of Ethics Rule, requires investment advisers to maintain a code of conduct for their personnel, safeguard client information, and monitor personal security transactions. The public can comment on the necessity, accuracy, and ways to improve or reduce the burden of this information collection until March 31, 2025. Responses will help the SEC ensure compliance and evaluate the adequacy of advisers' ethical codes and trading practices.

    Simple Explanation

    The SEC wants to know what people think about a rule that asks companies to have a good behavior guide for their employees and keep client info safe, and they hope people will share their thoughts to help make this rule better by March 31, 2025.