Search Results for citation:"86 FR 11817"

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Search Results: citation:"86 FR 11817"

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  • 2021-03948 — Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Compliance Date of Amended Form G-32
    Type:Notice
    Citation:86 FR 11817
    Reading Time:about 11 minutes

    The Securities and Exchange Commission has announced that the Municipal Securities Rulemaking Board (MSRB) filed a proposed rule change to extend the compliance date for changes to Form G-32. Originally set for March 31, 2021, the compliance deadline has been moved to August 2, 2021, giving brokers and dealers more time to adapt to the updates due to ongoing COVID-19 disruptions. The proposed change is considered "noncontroversial," thus it becomes effective upon filing. The MSRB believes this extension will help brokers and dealers better allocate resources to implement new compliance processes and training.

    Simple Explanation

    The Securities and Exchange Commission is letting people have more time until August 2, 2021, instead of March 31, 2021, to get ready for new rules because the ongoing COVID-19 makes it tough to do so quickly. This change is simple and doesn't cause any big problems.

  • 2021-04120 — Sunshine Act Meeting; Cancellation
    Type:Notice
    Citation:86 FR 11817
    Reading Time:less than a minute

    The Securities and Exchange Commission announced that a previously scheduled Closed Meeting on Thursday, February 25, 2021, at 2:30 p.m. has been cancelled. This update follows an earlier announcement published on February 22, 2021. For more information, individuals can contact Vanessa A. Countryman from the Office of the Secretary. The cancellation was officially noted on February 24, 2021.

    Simple Explanation

    The Securities and Exchange Commission was going to have a secret meeting, but they decided not to have it anymore. If someone wants more details, they can ask Vanessa A. Countryman about it.