Search Results for keywords:"Securities and Exchange Commission"

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Search Results: keywords:"Securities and Exchange Commission"

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  • 2025-02496 — Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Exchange Rule 1014, Imposition of Fines for Minor Rule Violations
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    Type:Notice
    Citation:90 FR 9441
    Reading Time:about 17 minutes

    The Securities and Exchange Commission has approved a rule change proposed by MIAX Sapphire, LLC, concerning fines for minor rule violations on its Trading Floor. The amended rule, called Exchange Rule 1014, introduces new penalties for several types of minor infractions. The changes aim to prevent disruptive behaviors and ensure the smooth operation of the Trading Floor. These adjustments are in line with the rules of a similar exchange and are intended to help enforce compliance with established regulations while shielding investors and the public interest.

    Simple Explanation

    The government wants to ensure people follow the rules when trading, so they approved new fines for small mistakes on the Trading Floor to keep things running smoothly. This change is a bit like what a similar place has done, hoping these fines will make people follow the rules better.

  • 2025-01988 — Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update The Options Clearing Corporation's Risk Policies
    Type:Notice
    Citation:90 FR 8728
    Reading Time:about 3 minutes

    The Options Clearing Corporation, a self-regulatory organization, filed a proposed rule change with the Securities and Exchange Commission on January 17, 2025. The changes involve updating the Corporation's Risk Management Framework, Corporate Risk Management Policy, and Default Management Policy to align better with current practices and enhance internal governance clarity. These updates have been designated for immediate effect and are not expected to impact the Clearing Members or other market participants. The Commission is soliciting public comments on the proposal until February 21, 2025.

    Simple Explanation

    The Options Clearing Corporation is updating its rules to make sure everything is safe and works well. These changes are happening right away, and they are asking people to share their thoughts by February 21, 2025.

  • 2025-04661 — Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Regarding Position and Exercise Limits for Options on the iShares Bitcoin Trust ETF
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    Type:Notice
    Citation:90 FR 13233
    Reading Time:about 40 minutes

    On December 20, 2024, Nasdaq ISE, LLC submitted a proposal to the Securities and Exchange Commission to increase the position and exercise limits for options on the iShares Bitcoin Trust ETF (IBIT) from 25,000 to 250,000 contracts. This change aims to reflect the high trading volume and demand for IBIT options, allowing more flexibility for investors and market makers. The proposal suggests that increasing the limits would improve market liquidity and efficiency while ensuring effective regulation. The Securities and Exchange Commission is reviewing this proposal and inviting public comments before deciding whether to approve or disapprove the proposed changes.

    Simple Explanation

    Imagine there's a really popular toy called IBIT, and a group wants to allow more people to trade it, so they're asking if they can make the trading limits 10 times bigger. Some people are thinking about whether this is a good idea and want to make sure it won’t cause any problems.

  • 2025-03350 — Order Granting Temporary Exemptive Relief, Pursuant to Sections 17A and 36(a) of the Securities Exchange Act of 1934, From Certain Aspects of Rule 17ad-22(e)(6)(i) and Section 19(g)(1) of the Securities Exchange Act of 1934
    Type:Notice
    Citation:90 FR 11079
    Reading Time:about 10 minutes

    The Securities and Exchange Commission (SEC) has granted temporary relief from certain regulations for clearing agencies dealing with U.S. Treasury securities. These regulations, known as the Margin Separation Requirement, were initially set to be enforced by March 31, 2025. However, due to challenges faced by market participants in meeting the original deadline, the SEC decided to extend the compliance date to September 30, 2025. This extension allows additional time for agencies to adjust their legal, operational, and risk management systems to meet the new rules, ensuring that market stability is maintained while preventing market disruption.

    Simple Explanation

    The SEC is giving more time to certain financial companies to get ready for new rules about handling money related to U.S. Treasury securities, pushing the deadline from March to September 2025 to help them prepare better.

  • 2025-04152 — Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Bitwise Dogecoin ETF Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
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    Type:Notice
    Citation:90 FR 12429
    Reading Time:about 49 minutes

    The Securities and Exchange Commission announced that NYSE Arca, Inc. has proposed a new rule to list and trade shares of the Bitwise Dogecoin ETF. The ETF aims to provide exposure to Dogecoin by holding it as its sole asset, and it will not use derivatives that could introduce additional risks. The trust's Net Asset Value (NAV) is determined daily based on a benchmark price of Dogecoin. The proposal outlines the ETF's compliance with financial regulations and seeks public comment before the SEC makes a decision on approval.

    Simple Explanation

    The government is looking at a new idea where people can buy a special kind of stock that is all about Dogecoin, which is a kind of digital money like Bitcoin. They want to know what people think about this idea before deciding if it's a good idea to let this new stock be sold in the market.

  • 2025-03509 — Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule To Adopt Certain Market Data Fees
    Type:Notice
    Citation:90 FR 11335
    Reading Time:about 3 minutes

    The Long-Term Stock Exchange, Inc. (LTSE) has proposed a rule change to the Securities and Exchange Commission (SEC) to amend its fee schedule by introducing new fees for its proprietary market data feeds, including Depth of Book, Top of Book, and Last Sale. This proposed rule change is intended to take effect immediately from February 14, 2025. The SEC is inviting public comments on this proposal until March 26, 2025, and comments can be submitted electronically or by mail. The submitted comments will be publicly available on the SEC’s website unless they contain obscene or copyrighted material.

    Simple Explanation

    The Long-Term Stock Exchange wants to charge money to people who want special stock information, like what stocks are being sold and for how much. They need people to say what they think about this change before the end of March.

  • 2025-02064 — ISQ Infrastructure Income Fund, et al.
    Type:Notice
    Citation:90 FR 8730
    Reading Time:about 6 minutes

    The Securities and Exchange Commission (SEC) has received an application related to the Investment Company Act of 1940. This application seeks permission for certain business development companies and investment companies to jointly invest in portfolio companies alongside affiliated entities. The request necessitates an order exempting these joint transactions, which are typically restricted under current regulations. The public can request a hearing on this matter by reaching out to the SEC's Secretary by February 24, 2025.

    Simple Explanation

    The SEC is looking at a plan where certain companies want to work together and share their money with friends, but they need special permission to do it. People can say how they feel about this plan by telling the SEC before February 24, 2025.

  • 2024-28111 — Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 19.3
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    Type:Notice
    Citation:89 FR 95284
    Reading Time:about 56 minutes

    The Cboe EDGX Exchange, Inc. proposed a rule change to allow options trading on Bitcoin-backed funds, such as the iShares Bitcoin Trust and the Grayscale Bitcoin Trust. These Bitcoin-based exchange-traded funds (ETFs) provide investors exposure to Bitcoin's performance without owning the cryptocurrency directly. The rule change aims to align with existing options trading standards on the Exchange and ensure that proper safeguards are in place to detect market abuses. The Securities and Exchange Commission is seeking public comments on this proposal.

    Simple Explanation

    The document is about a plan to let people trade options on special funds that are linked to Bitcoin, like pretend shares of Bitcoin. This change is supposed to make sure everything is fair and safe, but it's a complicated idea that the government wants people to think about and comment on.

  • 2025-02943 — Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules Regarding the Position and Exercise Limits for Options on the Grayscale Bitcoin Mini Trust BTC and the Bitwise Bitcoin ETF and To Permit Flexible Exchange Options on the Grayscale Bitcoin Mini Trust BTC and the Bitwise Bitcoin ETF
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    Type:Notice
    Citation:90 FR 10518
    Reading Time:about 35 minutes

    The New York Stock Exchange Arca (NYSE Arca) has proposed a rule change to increase the position and exercise limits for options on the Grayscale Bitcoin Mini Trust BTC and the Bitwise Bitcoin ETF from 25,000 contracts to 250,000 contracts. This change aims to make market trading more competitive and flexible by allowing more trades and reducing reliance on over-the-counter markets. The proposal also seeks to permit flexible options (FLEX) trading on these bitcoin-related funds, which currently aren't available for FLEX trading. The Securities and Exchange Commission (SEC) is inviting comments on this proposed change to assess its impact on trading and investor protection.

    Simple Explanation

    The NYSE Arca wants to change the rules so people can buy and sell a lot more of special "options" for bitcoin funds, making trading easier. This change would help big traders swap more easily, but there might be some worry that it could make things harder for small traders and make the trading game a bit trickier.

  • 2024-29303 — Proposed Collection; Comment Request; Extension: Rule 17g-4
    Type:Notice
    Citation:89 FR 101080
    Reading Time:about 2 minutes

    The Securities and Exchange Commission (SEC) is seeking public comments on Rule 17g-4, which is under the Securities Exchange Act of 1934. This rule requires nationally recognized statistical rating organizations (NRSROs) to have procedures to protect nonpublic information and to prevent unauthorized trading on such information. The SEC aims to get a renewed approval for this rule from the Office of Management and Budget. They invite feedback on the necessity and efficiency of the information collection until February 11, 2025.

    Simple Explanation

    The SEC wants opinions on a rule that asks certain companies to protect secrets and not cheat using hidden info. They're checking if the rule is good and if following it takes too much time.

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