Search Results for keywords:"immediate effectiveness"

Nasdaq PHLX LLC recently filed a proposed rule change with the Securities and Exchange Commission (SEC) to adjust certain fees based on inflation. This change impacts the Non-Display Enterprise License and PHLX Depth Data fees. The proposed amendments will take effect immediately but are set to be operational from January 1, 2025. The SEC invites the public to submit comments on the proposal by February 3, 2025, using specified electronic and paper submission methods.

The Securities and Exchange Commission has announced that the NYSE Chicago, Inc. filed a proposed change to its rules on December 3, 2024. This change aims to clarify how a broker-dealer can become or stay a member of the Exchange even if they have a statutory disqualification. The proposed amendments align NYSE Chicago's rules with those of other exchanges and SEC regulations, focusing on maintaining fairness and investor protection while allowing organizations time to seek resolution for disqualifications. The change will become effective without a 30-day waiting period, as the SEC considers it necessary for an ongoing urgent situation involving a firm currently seeking relief from such a disqualification.

Nasdaq GEMX, LLC has filed a proposed rule change with the Securities and Exchange Commission (SEC) to establish new fees for its expanded co-location services. The filing was made effective immediately, and the SEC is seeking public comments on this proposal. Interested parties can submit their comments through the SEC's website or via email, ensuring that they mention the file number SR-GEMX-2025-04 in their correspondence. The deadline for comments is February 18, 2025.

The Cboe EDGX Exchange, Inc. has proposed changes to its fee schedule concerning Dedicated Cores and filed these changes with the Securities and Exchange Commission (SEC) for immediate effect. This notice, published to gather feedback, invites people to share their opinions on whether the proposed changes align with relevant laws. Comments can be submitted online or by mail to the SEC. The final decision regarding the approval or disapproval of the proposal will be taken by the Commission based on the feedback received by February 28, 2025.

The New York Stock Exchange (NYSE) has proposed amendments to Rule 346, which outlines the process by which a broker-dealer can remain a member even if they are subject to a statutory disqualification. This change aims to align NYSE rules with those of other exchanges and clarify procedures in situations where membership applications involve such disqualifications. The SEC must review this proposal, which includes a provision for immediate effect to address a time-sensitive case. The public is invited to comment on these proposed changes.

Cboe Exchange, Inc. has filed a proposed rule change with the Securities and Exchange Commission (SEC) to increase the fee for their Cboe Legacy Silexx Basic platform. The proposal has been filed for immediate effectiveness, meaning it can take effect without the usual delay. The SEC is inviting public comments on this proposal and has provided instructions on how to submit feedback. All comments must be submitted by March 11, 2025.

The Securities and Exchange Commission (SEC) received a proposed rule change from NYSE National, Inc. on March 5, 2025, intending to adjust rules 7.31, 7.37, and 7.44. These amendments would allow optional routing strategies for specific orders on the exchange. The Commission has approved the change to be active immediately, bypassing the typical 30-day wait period, as it is deemed beneficial for investors and the public interest. The SEC is inviting public comments until April 7, 2025, regarding whether this proposed change aligns with the aims of the Securities Exchange Act of 1934.

Cboe Exchange, Inc. has filed a proposed rule change with the Securities and Exchange Commission (SEC) to increase its monthly fee for Purge Ports, with immediate effect starting January 2, 2025. This change was filed under Section 19(b)(1) of the Securities Exchange Act of 1934 and has been designated for immediate effectiveness. The SEC is inviting the public to submit written comments on the proposed rule change, which can be done electronically or via paper submission. All comments should include the file number SR-CBOE-2024-057 and be submitted by January 29, 2025.

The Securities and Exchange Commission published a notice about a proposed rule change filed by MIAX PEARL, LLC regarding its fee schedule. The exchange wants to update its email domain and remove references to mini-options, which are not available anymore. The Commission allowed the changes to take effect immediately upon filing because they do not impact investor protection or public interest, thus avoiding any significant burdens on competition. Interested parties are encouraged to submit their comments on the proposal by using the SEC's website or email.

On February 27, 2025, NYSE National, Inc. filed a proposed rule change with the Securities and Exchange Commission (SEC). The rule change aims to amend the Connectivity Fee Schedule to reflect a name change from NYSE Chicago, Inc. to NYSE Texas, Inc. This proposal has been approved for immediate effectiveness as it neither impacts investor protection significantly nor burdens competition. The SEC is inviting public comments on this proposed rule change until April 8, 2025.