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The Department of Labor is making corrections to a rule published on January 11, 2021, regarding filing and service procedures. The rule mandated electronic filing and service for legal representatives in cases before the Administrative Review Board unless there is a good reason to file non-electronically. Corrections are being made to ensure two section headings in the Code of Federal Regulations are revised as intended, changing terminology from "authority head" to "ARB" to clarify responsibilities, and adjusting a heading to match others in the same chapter. These changes aim to accurately reflect the original intent of the final rule.

The Bureau of Economic Analysis (BEA), part of the U.S. Department of Commerce, is conducting a mandatory survey called the Annual Survey of Foreign Direct Investment in the United States (BE-15). This survey is essential to understanding the influence of foreign investments on the U.S. economy. It requires U.S. businesses with significant foreign ownership to report their financial activities. Companies have the option to file their reports electronically, and completed reports are due by May 31 or June 30 if using the electronic system.

The Department of the Treasury is announcing an opportunity for the public to comment on its information collection request regarding tax preparers. The document explains that tax preparers can use IRS Forms 8944 and 8948 to request waivers and provide explanations when not filing electronically, due to hardships. This initiative is part of complying with the Paperwork Reduction Act of 1995. Public comments are invited by March 29, 2021, and more information can be obtained by contacting Molly Stasko or visiting the website specified in the notice.

Polaris Power Services LLC has applied for the authority to set market-based rates, with a request for blanket authorization to issue securities and assume liabilities in the future, under specific federal regulations (18 CFR part 34). Those who wish to intervene or protest this request must file with the Federal Energy Regulatory Commission by March 8, 2021, and ensure the applicant receives a copy of any motions submitted. The Federal Energy Regulatory Commission encourages electronic submissions through their website, but those unable to file electronically can mail their documents to the Commission. Due to the COVID-19 emergency, physical access to the Commission's Public Reference Room is suspended, but documents can be accessed online through the Commission's eLibrary.

The Department of Labor has withdrawn a rule announced on January 11, 2021, that would have required electronic filing and service of legal documents, after receiving significant negative feedback. This rule, which aimed to make e-filing mandatory for individuals with legal representation, is no longer proceeding because of the comments received before the deadline. The Department will reopen the comment period for the related proposed rule and plans to conduct public sessions to gather more input on its electronic filing system. The Department will provide advance notice if a final rule requiring e-filing is issued.

The Federal Energy Regulatory Commission has received multiple filings related to adjustments in natural gas pipeline rates and compliance actions. Applicants including companies like Public Service Company of Colorado, NorthWestern Corporation, and MarkWest Pioneer have submitted proposed changes to their rates or compliance filings, with effective dates mostly starting in 2025. Interested parties need to submit any protests or interventions by specified deadlines to participate in these proceedings. The Commission encourages electronic filing and provides resources for public engagement to assist with the filing process.

The Securities and Exchange Commission (SEC) has updated its EDGAR Filer Manual to streamline the electronic filing process by removing outdated content and allowing for electronic notarizations and remote online notarizations. Changes in Volume I clarify the consequences of false statements in submissions, while revisions in Volume II focus on incorporating updates made to EDGAR on December 14, 2020. Additionally, the SEC seeks comments on potential changes to the Form ID information collection, necessary for accessing and using the EDGAR system.

The Federal Energy Regulatory Commission (FERC) has begun an investigation into whether the pricing schedule of Panther Creek Power Operating, LLC is unfair or illegal under the Federal Power Act. This investigation was initiated on December 2, 2024, with the refund effective date being the publication date of the notice in the Federal Register. People interested in participating in the case must file a notice to intervene within 21 days of the order's date. FERC encourages electronic filing of related documents and offers assistance through their Office of Public Participation for those needing help with the process.

The Securities and Exchange Commission (SEC) has extended the deadline for smaller broker-dealers to file their annual reports by 30 days, due to challenges these firms face in securing audit services within the crowded audit season following the fiscal year end. According to FINRA, this extra time will help alleviate the pressure on smaller broker-dealers, who often rely on manual processes and face limited availability of independent auditors. The extension is available to broker-dealers who meet specific conditions, such as having less than $50 million in capital and liabilities, being in compliance with certain rules, and using electronic filing to submit reports. This move aims to ensure quality in financial reporting without compromising investor protections.