Search Results for keywords:"securities law"

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Search Results: keywords:"securities law"

  • Type:Notice
    Citation:90 FR 11078
    Reading Time:about 3 minutes

    Dream Exchange Holdings, Inc. has applied to the Securities and Exchange Commission (SEC) for registration as a national securities exchange under the Securities Exchange Act of 1934. The SEC is asking for public comments on Dream's proposal, which outlines how Dream plans to meet the legal requirements. Dream Exchange would operate an automated platform for trading stocks and would not have a physical trading floor. The public can view Dream's detailed application online and submit comments until April 17, 2025.

    Simple Explanation

    Dream Exchange wants to start a new place to trade stocks online, and they're asking for permission from a big government group. People can share their thoughts about this until April 17, 2025.

  • Type:Notice
    Citation:90 FR 16222
    Reading Time:about 18 minutes

    Cboe BZX Exchange, Inc. has proposed changes to its rules regarding Market Makers in Derivative Securities. The proposal suggests that Market Makers should only be required to provide a list of their trading accounts upon request, rather than regularly filing them with the Exchange. Additionally, the proposal seeks to eliminate the rule preventing Market Makers from trading in accounts not reported to the Exchange. These updates aim to reduce the paperwork burden while ensuring necessary information is still accessible when required.

    Simple Explanation

    The Cboe BZX Exchange wants to make it easier for certain people who help decide prices in trading by not making them fill out lots of forms all the time. They would only need to show what accounts they are using if asked.