Search Results for keywords:"fees"

The Securities and Exchange Commission has approved an amendment proposed by the Public Company Accounting Oversight Board (PCAOB) which allows a firm’s registration to be withdrawn if it fails to file required annual reports and pay fees for two consecutive years. This new rule aims to help the PCAOB keep an accurate list of active firms and improve how they manage their resources, ensuring regulations are more efficient. The amendment provides steps for notifying firms of their delinquency, offering them a chance to remain registered. Additionally, the amendment will apply to audits of Emerging Growth Companies to ensure consistent protection of investor interests.

The Commodity Futures Trading Commission (CFTC) is issuing a notice about the fees charged to self-regulatory organizations, like registered futures associations and designated contract markets, for oversight of their rule enforcement programs. These fees help recover costs incurred by the CFTC during oversight and are deposited in the U.S. Treasury as miscellaneous receipts. The fee calculations are based on the average actual costs from the previous three fiscal years and take into consideration various factors such as trading volume and program complexity. Payments must be made electronically by the deadline specified in the document.

Nasdaq ISE, LLC has proposed a new rule to establish fees for its flexible exchange options, known as FLEX Options. This proposal was filed with the Securities and Exchange Commission (SEC) and will be effective immediately, with the changes set to operate starting April 7, 2025. The SEC is inviting the public to comment on this proposed rule change by April 10, 2025. Interested persons can submit their comments electronically or via mail, ensuring to reference the file number SR-ISE-2025-10.

The Nasdaq Stock Market LLC proposed a rule change to set fees for Industry Members to cover costs related to the Consolidated Audit Trail (CAT) for 2025. This proposal, submitted to the Securities and Exchange Commission (SEC) on January 2, 2025, is designed to be effective immediately. The SEC is seeking public comments on this rule change, and submissions are requested by February 13, 2025. Interested individuals can access more details about the proposal on both Nasdaq's and the SEC's websites.

The Food and Drug Administration (FDA) is extending the comment period on the request for information about export lists for human food from other countries until February 21, 2025. This extension allows individuals and companies more time to provide input, especially regarding the potential fees for export certification services, which could affect businesses significantly. This decision follows requests for more time due to the overlap with the holiday season and the complexity of the proposed changes. Interested parties can submit comments electronically or via mail.

Nasdaq ISE, LLC has proposed new fees for its expanded co-location services, as outlined in a filing with the Securities and Exchange Commission. The proposed changes include a monthly fee of $7,230 for Ultra High Density Cabinets and a $5,940 installation fee for cabinets in the expanded data center known as NY11-4. Additionally, installation fees are set at $3,600 and $4,560 for different power options, and the Exchange will offer Power Distribution Units (PDUs) as a convenience, although customers can opt to provide their own. These changes aim to match the cost of updated facilities while maintaining consistency with current pricing structures.

Nasdaq Stock Market LLC has filed a proposed rule change with the Securities and Exchange Commission (SEC) to establish fees for its expanded co-location services. This proposal, filed on January 8, 2025, is designed to take immediate effect, and the SEC is requesting public comments on the proposed rule change. Interested individuals can submit their comments via the SEC's website, email, or by mail, ensuring they reference the file number SR-NASDAQ-2025-003. All comments must be submitted by February 18, 2025.

The Securities and Exchange Commission is reviewing a new rule proposal from the Cboe BZX Exchange, Inc.. The proposal aims to introduce fees for a new service called Unitized Logical Ports, which provides connectivity for its equity options platform, BZX Options. Additionally, new fees for Average Daily Quote and Average Daily Order will be introduced. Interested individuals can submit comments online or through mail, ensuring that they reference the specific file number related to this proposed rule change.