Search Results for keywords:"administrative proceedings"

Found 23 results
Skip to main content

Search Results: keywords:"administrative proceedings"

  • Type:Notice
    Citation:89 FR 97673
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) is holding a closed meeting on December 12, 2024, at 2:00 p.m. The meeting will take place remotely and possibly at the Commission's headquarters in Washington, DC. During the meeting, SEC commissioners and certain staff members will discuss topics like the start and settlement of legal actions and administrative proceedings, as well as other enforcement and examination-related matters. Changes to the meeting's time or location will be announced on the SEC's website.

    Simple Explanation

    The Securities and Exchange Commission (SEC) will have a secret meeting on December 12, 2024, to talk about starting and finishing legal cases and other important matters. Some people might worry because the meeting is not open to everyone, but the rules allow them to keep it private.

  • Type:Notice
    Citation:86 FR 157
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) will hold a closed meeting on January 6, 2021, at 2:00 p.m. This meeting can be attended remotely or in person at the SEC headquarters in Washington, DC. During the meeting, they will discuss topics like starting and settling legal actions and administrative proceedings, and resolving litigation claims. This meeting is closed to the public, but the SEC may change the details if needed and will update their website accordingly. For more information, contact Vanessa A. Countryman.

    Simple Explanation

    The people in charge of making rules about money will have a secret meeting in Washington, DC, where they will talk about solving arguments and legal stuff, but nobody from the public can listen in.

  • Type:Notice
    Citation:90 FR 13508
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) has scheduled a closed meeting at 2:00 p.m. on Thursday, March 27, 2025. This meeting will be conducted remotely and possibly at the SEC's headquarters in Washington, DC. The meeting will focus on topics such as the institution and settlement of injunctive actions, administrative proceedings, and civil litigation, along with other enforcement-related matters. Any changes to the meeting's time, date, or location will be announced on the SEC's website.

    Simple Explanation

    The SEC is having a secret meeting on March 27, 2025, at 2:00 p.m. to talk about stopping bad behavior with rules and possibly punish bad actions. They might meet online or in their big office building, and if there are any changes, they will tell people on their website.

  • Type:Notice
    Citation:86 FR 10609
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) announced a closed meeting to be held at 2:30 p.m. on February 25, 2021, either remotely or at the Commission's headquarters in Washington, DC. The meeting will be attended by commissioners, their counsel, secretaries, and other relevant staff members. During this meeting, the SEC will discuss topics related to legal actions, administrative proceedings, and other enforcement matters. Information about any changes to the meeting's time, date, or location will be available on the SEC's website.

    Simple Explanation

    The Securities and Exchange Commission (SEC) is having a private meeting to talk about legal stuff on February 25, 2021, and you can't know what they'll discuss because it's secret, but if anything changes, they'll put it on their website.

  • Type:Notice
    Citation:86 FR 9545
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) is holding a closed meeting at 2 p.m. on February 18, 2021. The meeting will take place remotely or at the Commission's headquarters in Washington, DC, and will involve top officials and some staff members. They plan to discuss confidential matters such as the start and settlement of legal actions, administrative proceedings, and other enforcement-related topics. If any changes to the meeting occur, they will be announced on the SEC website.

    Simple Explanation

    The Securities and Exchange Commission (SEC) is having a secret meeting to talk about important things like legal cases and other private matters. If they change their plans, they'll let everyone know on their website.

  • Type:Notice
    Citation:86 FR 6687
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) is holding a closed meeting on Wednesday, January 27, 2021, at 2:00 p.m. This meeting will occur either remotely or at the SEC's headquarters in Washington, DC. During the meeting, they will discuss topics such as the institution and settlement of injunctive actions, administrative proceedings, litigation claims, and other enforcement matters. The meeting is closed to the public, and any changes to the schedule will be posted on the SEC's website. For more information, Vanessa A. Countryman in the Office of the Secretary can be contacted.

    Simple Explanation

    The SEC is having a private meeting where they talk about important things related to rules, but nobody except SEC people can join in or know exactly what it's about. They have a secret chat to make sure they're handling things right and will let people know if anything changes.

  • Type:Notice
    Citation:90 FR 355
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) has scheduled a closed meeting at 10 a.m. on Friday, January 10, 2025. This meeting will be conducted remotely and/or at the SEC headquarters in Washington, DC. The closed meeting will address topics including the institution and settlement of injunctive actions, administrative proceedings, and resolution of litigation claims. The public is not allowed to attend, and changes to the meeting's time, date, or location will be announced on the SEC's website.

    Simple Explanation

    The Securities and Exchange Commission (SEC) is having a secret meeting where they will talk about some important plans, like how to handle rule-breaking. People can’t go to this meeting, and if they change the plan, they'll tell everyone on their website.

  • Type:Notice
    Citation:90 FR 11635
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) is holding a closed meeting on Thursday, March 13, 2025, at 2:00 p.m. at their headquarters in Washington, DC, and possibly also online. Only Commissioners, select staff, and other authorized individuals will attend. The meeting will cover topics like initiating and settling legal actions, handling administrative proceedings, and other matters related to enforcement proceedings. If there are any changes to the meeting's schedule or location, the SEC will update their website.

    Simple Explanation

    The SEC is having a secret meeting to talk about some legal issues, and only certain people can go. If the meeting details change, they will let everyone know on their website.

  • Type:Notice
    Citation:90 FR 7202
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) will hold a closed meeting on January 23, 2025, at 2:00 p.m., which will take place remotely or at its headquarters in Washington, DC. The meeting will address topics such as the initiation and settlement of injunctive actions, administrative proceedings, and the resolution of litigation claims, as well as other examination and enforcement-related matters. Changes to the meeting's time, date, or location will be announced on the SEC website. The meeting is closed to the public in accordance with specific legal exemptions.

    Simple Explanation

    The Securities and Exchange Commission (SEC) is planning a private meeting to discuss serious topics like legal actions and other work-related matters on January 23, 2025, but they won’t let the public join because they want to keep some parts secret for legal reasons.

  • Type:Notice
    Citation:90 FR 9269
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) announced a meeting scheduled for February 13, 2025, at 2:00 p.m. This meeting will be held remotely and at the SEC's headquarters in Washington, DC, but it will be closed to the public. The meeting will focus on various closed matters such as the institution and settlement of legal actions, administrative proceedings, and other enforcement issues. More information can be obtained by contacting Vanessa A. Countryman from the Office of the Secretary.

    Simple Explanation

    The Securities and Exchange Commission (SEC) is having a private meeting about secret plans and rules on February 13, 2025. They will talk about who did something wrong and what to do next, but only special grown-ups are allowed to know the details.