Search Results for keywords:"Director's Order

The Securities and Exchange Commission (SEC) has extended the deadline for smaller broker-dealers to file their annual reports by 30 days, due to challenges these firms face in securing audit services within the crowded audit season following the fiscal year end. According to FINRA, this extra time will help alleviate the pressure on smaller broker-dealers, who often rely on manual processes and face limited availability of independent auditors. The extension is available to broker-dealers who meet specific conditions, such as having less than $50 million in capital and liabilities, being in compliance with certain rules, and using electronic filing to submit reports. This move aims to ensure quality in financial reporting without compromising investor protections.

The Securities and Exchange Commission issued a temporary order and notice regarding an application from The Toronto-Dominion Bank and others for exemption from certain provisions of the Investment Company Act due to guilty pleas by TD Bank US Holding Company and TD Bank, N.A., related to anti-money laundering failures. The application seeks to exempt Epoch Investment Partners and other affiliated entities from disqualification rules that would negatively impact their ability to provide investment services to funds. The applicants argue that the misconduct was limited to certain entities and didn't involve Epoch, and they have taken steps to improve compliance practices. The temporary order allows them to continue services until a decision on a permanent order is made.

The Federal Trade Commission (FTC) has proposed a consent agreement with Gravy Analytics and its subsidiary Venntel for allegedly violating federal laws by engaging in unfair practices. The companies, which are data brokers, were accused of selling sensitive geolocation data without proper consent, potentially allowing tracking of individuals to places like medical facilities and religious sites. The proposed order aims to prevent future misconduct by prohibiting them from misrepresenting their data practices and from selling location data associated with sensitive locations unless under specific legal circumstances. Members of the public can comment on this agreement until January 6, 2025.

The Agricultural Marketing Service of the Department of Agriculture has finalized a rule making clarifying changes to the Paper and Paper-Based Packaging Promotion, Research, and Information Order. These changes update definitions and processes such as nominations, voting methods for Board meetings, financial reporting, and when exemptions can be requested, to better align with current industry practices. The updates also address how partnerships are recognized and clarify the obligations for paying assessments. Despite some mixed feedback during the public comment period, the rule aims to reduce confusion and improve fairness in the paper and paper-based packaging industry.

The Western Area Power Administration (WAPA) has extended its existing rates for transmission and ancillary services in the Upper Great Plains region's Pick-Sloan Missouri Basin Program—Eastern Division until September 30, 2030. These rates include services like scheduling, system control, and various types of reserve services. The extension keeps the current rates unchanged and places them into effect on an interim basis from October 1, 2025. WAPA will submit these rates to the Federal Energy Regulatory Commission (FERC) for final approval.

The Agricultural Marketing Service of the USDA announced a delay in the effective date of a rule regarding the Paper and Paper-Based Packaging Promotion, Research, and Information Order. Originally set to take effect on January 21, 2025, the rule is now postponed until March 21, 2025. This delay allows for further review of the amendments, which clarify various processes like partnership definitions, nomination procedures, and voting formats for board meetings, along with financial reporting timelines. The postponement aligns with a presidential directive for regulatory review.

The U.S. Department of Commerce and the International Trade Commission have decided to continue the antidumping duty order on persulfates imported from China. The decision is based on findings that removing the order could lead to the continuation of unfair pricing and harm to U.S. industries. This means that customs will keep collecting duties on imports of persulfates at current rates, which is intended to maintain fair market conditions. The continuation comes as part of a regular review process that occurs every five years.

EnCap Investments L.P., Verdun Oil Company II LLC, XCL Resources Holdings, LLC, and EP Energy LLC have petitioned the Federal Trade Commission (FTC) to change and remove certain prior approval requirements in a decision made on September 13, 2022. The companies argue that these requirements are unnecessary since they no longer operate in the affected area and claim the regulations negatively impact competition and investment. They also highlight significant changes in the competitive landscape of the Uinta Basin, such as increased production and changes in market participants. The FTC is seeking public comments on this petition until April 30, 2025.

In this executive order, the President establishes a list of officials who will take over the duties of the Director of the Office of Management and Budget if both the Director and Deputy Director are unable to serve. The order specifies twelve positions in a specific order, starting with the Deputy Director for Management and ending with the Administrator of the Office of Electronic Government. The order also sets certain conditions, such as not allowing individuals serving in an acting capacity to take over as Director. Additionally, the President maintains the right to appoint an acting Director outside of the established order if the law permits. This directive revokes a previous executive order from 2012 on the same subject.

Tucson Electric Power Company submitted a supplement to its petition for a declaratory order with the Federal Energy Regulatory Commission on February 16, 2021. The petition seeks incentive rate treatment for purchasing development rights and developing upgrades for a 64-mile transmission project connecting the Vail and Tortolita substations. Interested parties wanting to intervene or protest must follow specific procedural rules and submit their filings by February 26, 2021. The Commission encourages electronic filings and provides document access via its website due to COVID-19-related restrictions.