Search Results for keywords:"administrative proceedings"

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Search Results: keywords:"administrative proceedings"

  • Type:Notice
    Citation:90 FR 2759
    Reading Time:about a minute or two

    The Securities and Exchange Commission will hold a meeting at 2:00 p.m. on Thursday, January 16, 2025, which will be closed to the public. The meeting may be attended remotely or at the Commission's headquarters in Washington, D.C. During this closed meeting, various legal matters will be discussed, such as the settlement of injunctive actions and administrative proceedings, as well as other enforcement-related topics. Changes to the meeting's details could be announced on the Commission's website.

    Simple Explanation

    The SEC is having a secret meeting on January 16, 2025, where they will talk about legal stuff, and it might happen online or in their office.

  • Type:Notice
    Citation:90 FR 13508
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) has scheduled a closed meeting at 2:00 p.m. on Thursday, March 27, 2025. This meeting will be conducted remotely and possibly at the SEC's headquarters in Washington, DC. The meeting will focus on topics such as the institution and settlement of injunctive actions, administrative proceedings, and civil litigation, along with other enforcement-related matters. Any changes to the meeting's time, date, or location will be announced on the SEC's website.

    Simple Explanation

    The SEC is having a secret meeting on March 27, 2025, at 2:00 p.m. to talk about stopping bad behavior with rules and possibly punish bad actions. They might meet online or in their big office building, and if there are any changes, they will tell people on their website.

  • Type:Notice
    Citation:86 FR 7759
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) will hold a closed meeting at 2:00 p.m. on February 4, 2021. This meeting will take place remotely and possibly at the SEC headquarters in Washington, DC. The closed session will discuss topics such as starting and settling legal actions, handling administrative proceedings, resolving litigation claims, and other matters related to enforcement. If there are any changes to the meeting's details, they will be posted on the SEC's website.

    Simple Explanation

    The SEC is having a special private meeting to talk about legal stuff they are working on, like what to do about certain rules and cases. They won't say exactly what they are talking about because it's secret, but they'll update if anything changes.

  • Type:Notice
    Citation:90 FR 14300
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) will hold a closed meeting on Thursday, April 3, 2025, at 2:00 p.m. This meeting can be attended remotely or at the SEC's headquarters in Washington, DC. The focus of this meeting includes discussions on legal matters such as the institution and settlement of lawsuits, administrative proceedings, and other enforcement-related topics. If changes occur regarding the meeting’s time, date, or location, updates will be posted on the SEC's website.

    Simple Explanation

    The Securities and Exchange Commission (SEC) is having a special meeting on April 3, 2025, to talk about important legal stuff, like court cases, but people can't go because it's private. If there are changes about when or where the meeting happens, they will let people know on their website.

  • Type:Notice
    Citation:86 FR 6687
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) is holding a closed meeting on Wednesday, January 27, 2021, at 2:00 p.m. This meeting will occur either remotely or at the SEC's headquarters in Washington, DC. During the meeting, they will discuss topics such as the institution and settlement of injunctive actions, administrative proceedings, litigation claims, and other enforcement matters. The meeting is closed to the public, and any changes to the schedule will be posted on the SEC's website. For more information, Vanessa A. Countryman in the Office of the Secretary can be contacted.

    Simple Explanation

    The SEC is having a private meeting where they talk about important things related to rules, but nobody except SEC people can join in or know exactly what it's about. They have a secret chat to make sure they're handling things right and will let people know if anything changes.

  • Type:Notice
    Citation:90 FR 10525
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) has announced a closed meeting to be held at 2 p.m. on Thursday, February 27, 2025. The meeting will take place both online and at the SEC's headquarters in Washington, DC. The discussion will cover topics such as the resolution of litigation claims and the institution and settlement of injunction and administrative proceedings. The meeting is closed to the public, as it falls under certain legal exemptions that allow these topics to be discussed privately. For more details, Vanessa A. Countryman from the SEC's Office of the Secretary can be contacted.

    Simple Explanation

    The Securities and Exchange Commission (SEC) is having a secret meeting on February 27, 2025, where they will talk about legal matters like fixing arguments and making rules. Only certain people are allowed to join, and if you want to know more, you can ask Vanessa A. Countryman at the SEC.

  • Type:Notice
    Citation:86 FR 10609
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) announced a closed meeting to be held at 2:30 p.m. on February 25, 2021, either remotely or at the Commission's headquarters in Washington, DC. The meeting will be attended by commissioners, their counsel, secretaries, and other relevant staff members. During this meeting, the SEC will discuss topics related to legal actions, administrative proceedings, and other enforcement matters. Information about any changes to the meeting's time, date, or location will be available on the SEC's website.

    Simple Explanation

    The Securities and Exchange Commission (SEC) is having a private meeting to talk about legal stuff on February 25, 2021, and you can't know what they'll discuss because it's secret, but if anything changes, they'll put it on their website.

  • Type:Notice
    Citation:86 FR 12057
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) will hold a closed meeting on Thursday, March 4, 2021, at 2:00 p.m. The meeting will take place remotely and possibly at the SEC's headquarters in Washington, DC. During this session, the commissioners and key staff will discuss topics such as the start or resolution of legal actions and administrative proceedings. If there are changes in the meeting's schedule, details will be updated on their website, and the legal authority for closing this meeting is based on specific exemptions in U.S. law.

    Simple Explanation

    The SEC, a group in charge of making sure people follow money rules, will have a private meeting on March 4. They'll talk about important stuff that can't be shared yet, like deciding what to do when someone might have broken the rules.

  • Type:Notice
    Citation:86 FR 157
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) will hold a closed meeting on January 6, 2021, at 2:00 p.m. This meeting can be attended remotely or in person at the SEC headquarters in Washington, DC. During the meeting, they will discuss topics like starting and settling legal actions and administrative proceedings, and resolving litigation claims. This meeting is closed to the public, but the SEC may change the details if needed and will update their website accordingly. For more information, contact Vanessa A. Countryman.

    Simple Explanation

    The people in charge of making rules about money will have a secret meeting in Washington, DC, where they will talk about solving arguments and legal stuff, but nobody from the public can listen in.

  • Type:Notice
    Citation:89 FR 97673
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) is holding a closed meeting on December 12, 2024, at 2:00 p.m. The meeting will take place remotely and possibly at the Commission's headquarters in Washington, DC. During the meeting, SEC commissioners and certain staff members will discuss topics like the start and settlement of legal actions and administrative proceedings, as well as other enforcement and examination-related matters. Changes to the meeting's time or location will be announced on the SEC's website.

    Simple Explanation

    The Securities and Exchange Commission (SEC) will have a secret meeting on December 12, 2024, to talk about starting and finishing legal cases and other important matters. Some people might worry because the meeting is not open to everyone, but the rules allow them to keep it private.

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