Search Results for keywords:"MIAX Emerald"

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Search Results: keywords:"MIAX Emerald"

  • Type:Notice
    Citation:90 FR 12375
    Reading Time:about 3 minutes

    MIAX Emerald, LLC, a securities exchange, has filed a proposal with the Securities and Exchange Commission (SEC) to change its Fee Schedule. The proposal seeks to adjust the inbound quote limit related to the Excessive Quoting Fee, aiming for immediate effectiveness. The SEC is asking for public comments on this rule change, which is available for review online on both the MIAX Emerald and SEC websites. Comments can be submitted via the SEC's online form, email, or mailed directly to the SEC by April 7, 2025, using file number SR-EMERALD-2025-05.

    Simple Explanation

    MIAX Emerald, a company that helps people buy and sell stocks, wants to change a special fee rule to help manage how many stock prices it shows all at once. The government group in charge of watching over them wants to know what people think before April 7, 2025.

  • Type:Notice
    Citation:90 FR 12857
    Reading Time:about 3 minutes

    The Securities and Exchange Commission (SEC) announced that MIAX Emerald, LLC filed a proposed rule change on March 13, 2025. This proposal seeks to amend the Exchange's Fee Schedule by introducing new fee categories for its proprietary market data feeds, including the Top of Market feed and the Administrative Information Subscriber feed, among others. The proposal was made effective immediately, and the SEC is seeking public comments on whether it aligns with the requirements of the Securities Exchange Act of 1934. Interested parties can submit their comments electronically or by mail, ensuring they reference file number SR-EMERALD-2025-07.

    Simple Explanation

    MIAX Emerald wants to change some of their prices for special information they share, and they want people, like you and others, to say if they think it's a good idea or not. This change is happening right away, and people can send their thoughts by email or mail to help decide if the change is fair.

  • Type:Notice
    Citation:89 FR 95833
    Reading Time:about 6 minutes

    MIAX Emerald, LLC has submitted a proposal to the Securities and Exchange Commission (SEC) to create a Minor Rule Violation Plan (MRVP). This plan would allow certain minor rule violations to be punished with fines up to $2,500 and would not require immediate reporting to the SEC, as long as summary reports are sent quarterly. This proposal excludes some conduct policies and aims to make handling minor infractions more efficient. The public is invited to comment on the proposal, and the SEC will decide on its approval by December 24, 2024.

    Simple Explanation

    MIAX Emerald wants to have a new plan where small rule breakings get a small fine, like a parking ticket, without telling the big boss unless they happen a lot. But people are worried because it's not clear which rules are small or why some rules aren't included.

  • Type:Notice
    Citation:90 FR 8418
    Reading Time:about 4 minutes

    MIAX Emerald, LLC has proposed changes to its By-Laws, which were filed with the Securities and Exchange Commission (SEC) on January 10, 2025. The changes include removing the need for a Compensation Committee and a Quality of Markets Committee on the Board and updating how the Regulatory Oversight Committee decides the compensation and personnel actions for the Chief Regulatory Officer. The proposal is designed for immediate effectiveness, and the SEC is inviting public comments on these changes. The full text of the proposed changes can be accessed on MIAX Emerald's and the Commission's websites.

    Simple Explanation

    MIAX Emerald, a financial company, wants to change some of its rules by not having two special groups (called committees) and letting another group handle how they pay a big boss. These changes are ready to happen soon, and anyone can say what they think about it, but people might find it hard to understand all the details without looking at more information online.

  • Type:Notice
    Citation:90 FR 8731
    Reading Time:about 3 minutes

    MIAX Emerald, LLC has submitted a proposal to the Securities and Exchange Commission (SEC) to amend its Fee Schedule. This change will introduce a fee for market participants who use the Exchange's testing systems environment via a dedicated cross connection. Filed under immediate effectiveness, this proposal is available for public comment, and interested parties can submit their views to the SEC by February 21, 2025. The full text of the proposal can be accessed on both the MIAX and SEC websites.

    Simple Explanation

    MIAX Emerald wants to start charging a fee for using a special connection to test their systems, and people can tell them what they think about this idea until February 21, 2025. But, the details about how much the fee will be and how it compares to other places aren't clear, and some important information might be hard to find or understand.

  • Type:Notice
    Citation:90 FR 12578
    Reading Time:about 3 minutes

    MIAX Emerald, LLC proposed a new fee for market participants who want a dedicated connection to access its testing systems. This proposal was filed with the Securities and Exchange Commission (SEC) and is immediately effective but open to public comments until April 8, 2025. Details about the proposed fee and its purpose, including how it fits within the regulatory framework, can be found on MIAX Emerald's and the SEC's websites. The SEC invites public feedback through various submission methods and will post all comments online.

    Simple Explanation

    MIAX Emerald wants to charge people who use their special computer system for testing, and this new charge is being checked by a group that makes sure things are fair. People can tell the group if they think this is a good or bad idea until April 8, 2025.

  • Type:Notice
    Citation:86 FR 8455
    Reading Time:about 49 minutes

    On January 22, 2021, MIAX Emerald, an exchange, filed a proposal with the Securities and Exchange Commission (SEC) to implement new monthly Trading Permit fees for its members. This rule change proposes fees based on whether the member is a Market Maker or an Electronic Exchange Member, with different charges depending on the volume of activity and the number of option classes a member is involved in. MIAX Emerald believes the proposed fees will cover the costs of providing access to the exchange while maintaining fair competition and have structured them to reflect the exchange's expenses for providing these services. The SEC is seeking public comments on this proposal before finalizing it.

    Simple Explanation

    MIAX Emerald, an exchange where people trade options, wants to start charging its members a monthly fee to help pay for the costs of using the exchange. They're asking for people's thoughts on this new plan before it becomes official.

  • Type:Notice
    Citation:90 FR 11198
    Reading Time:about 3 minutes

    MIAX Emerald, LLC has proposed changes to its fee schedule for proprietary market data feeds, including categories for the Top of Market feed, Complex Top of Market feed, Administrative Information Subscriber feed, and the MIAX Emerald Order Feed. The changes were filed with the Securities and Exchange Commission (SEC) on February 14, 2025, and have been designated for immediate effectiveness. The SEC is inviting public comments on whether the proposed rule changes are consistent with the Securities Exchange Act of 1934. Interested parties can submit their comments online or via mail by March 25, 2025.

    Simple Explanation

    MIAX Emerald wants to change how much people pay to get certain information about the stock market, and they asked a big government group to look at it quickly. They want to know if people think these changes are good or bad for everyone.

  • Type:Notice
    Citation:90 FR 2057
    Reading Time:about 3 minutes

    The Securities and Exchange Commission (SEC) announced that on December 20, 2024, the MIAX Emerald, LLC filed a proposal to modify its fee schedule by introducing new fee categories for its proprietary market data feeds. The proposed changes, which include fees for the Top of Market, Complex Top of Market, Administrative Information Subscriber, and MIAX Emerald Order Feed, are designed to take effect immediately. The SEC is soliciting public comments on this proposal, which can be submitted via email or through the Commission's website until January 31, 2025.

    Simple Explanation

    The people in charge of keeping track of money stuff, called the SEC, are looking at a new plan from a company named MIAX Emerald to change the prices for some special information they sell. The SEC wants people to tell them what they think about this plan by the end of January next year.

  • Type:Notice
    Citation:90 FR 8551
    Reading Time:about 5 minutes

    MIAX Emerald, LLC filed a proposed rule change with the Securities and Exchange Commission to remove outdated references to mini-options from its rulebook and update certain rule citations. The aim is to clarify the rules for the benefit of investors and to eliminate any potential confusion. The commission decided that the rule change could take effect immediately upon filing because it does not pose any novel regulatory issues. Public comments on the proposal are being solicited before February 20, 2025.

    Simple Explanation

    The document explains that a company called MIAX Emerald is getting rid of old rules about something called mini-options in their book to make things easier to understand. They let people know they can share their thoughts about this change before a specific date.

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