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The Securities and Exchange Commission (SEC) is requesting the Office of Management and Budget (OMB) to extend its approval for the collection of information through Form 11-K. This form is used by employee stock purchase and savings plans to meet reporting requirements under the Securities and Exchange Act. It provides financial information to help employees assess their investment plans. The SEC estimates that there are about 941 filings annually, each taking 95.81 internal burden hours and costing approximately $7,525. The public can view and comment on this request for extension until April 21, 2025.

The Financial Industry Regulatory Authority (FINRA) has proposed changes to its arbitration process to enhance the fairness and efficiency of selecting arbitrators. The new rules would give non-chair-qualified public arbitrators more opportunities to be selected and improve the list selection process's transparency. The proposal also introduces clear timelines for removing arbitrators and aligns rules with existing practices, ensuring better protection of investors and public interest by making the arbitration process more predictable and equitable. The Securities and Exchange Commission is inviting the public to comment on these proposed changes.

The Securities and Exchange Commission (SEC) is requesting an extension for collecting certain information using Form 1-K, as required under the Paperwork Reduction Act. Form 1-K is mandatory for Tier 2 issuers who conduct offerings under Regulation A and need to file annual reports. There are about 353 issuers that file this form each year, and preparing it requires around 600 hours. The public can submit comments on this information request from December 12, 2024, to January 13, 2025.

Cboe BYX Exchange, Inc. filed a proposed rule change with the Securities and Exchange Commission (SEC) to modify Rule 11.24. This rule change aims to introduce an Enhanced Retail Price Improvement (RPI) Order and expand the RPI Program to include securities priced below $1.00. The SEC has decided to extend the period for review of this proposal to June 18, 2025, to allow more time to evaluate the changes and any issues they might raise. No public comments have been received on this proposal as of yet.

National Fuel Gas Supply Corporation has submitted a request to the Federal Energy Regulatory Commission for authorization of its Line UNY Westwood 2025 Modernization Project in Erie County, New York. This project involves replacing and rerouting pipelines, constructing a new measurement and regulation station, and abandoning old facilities. The Commission is inviting the public to participate by filing protests, motions to intervene, or comments by January 31, 2025. This notice allows interested parties to express their views and become involved in the proceeding if desired.

The Federal Aviation Administration (FAA) has issued a new airworthiness directive (AD) for some Airbus Helicopters Model H160-B, due to reports of difficulties with the jettisoning function of the helicopter windows. This directive requires regular lubrication, operational testing, and necessary corrective action for the locking fingers on the windows to prevent failure, which could impede emergency evacuation. This directive follows a European mandate and becomes effective on May 2, 2025, with comments requested by June 2, 2025. The FAA emphasizes the urgency of these actions for aviation safety, bypassing the typical public comment period.

The Securities and Exchange Commission has received a proposal from Nasdaq BX to change how they handle the Options Regulatory Fee (ORF) starting on January 1, 2025. The change will adjust how fees are collected from different kinds of option transactions to better match the costs of regulation. Specifically, the proposal distinguishes between local and away trades and sets different fees for these categories. Nasdaq BX aims to ensure that these fees do not exceed 88% of the actual regulatory costs, and plans to revert to the previous fee system by July 1, 2025, unless further changes are made.

The Department of the Treasury is seeking public comments on information collection requests it plans to submit to the Office of Management and Budget (OMB). These collections are related to tax-exempt organizations, which file various forms to maintain their exempt status under the Internal Revenue Code. The forms help ensure that these organizations meet the requirements of their tax-exempt status and are also used for statistical purposes. Comments from the public are invited and should be submitted by February 26, 2021.

The Federal Communications Commission (FCC) is seeking public comments on its efforts to reduce the paperwork burden, especially for small businesses with fewer than 25 employees, as part of the Paperwork Reduction Act. The FCC is requesting feedback on the necessity, utility, and potential improvements of its information collection processes and is revising the collection to address new requirements from the Safe Connections Act. The public can submit comments by January 10, 2025, and view more detailed information about the proposals on the reginfo.gov website.

The National Marine Fisheries Service (NMFS) issued a final rule to implement Amendment 111, which reauthorizes the Central Gulf of Alaska (CGOA) Rockfish Program. This rule aims to preserve the program's existing benefits in conservation, management, safety, and economics. Key changes include removing the expiration date for the Rockfish Program, simplifying reporting requirements for fishing participants, and adjusting regulations to improve the program's efficiency. These updates are intended to continue promoting the goals of sustainable fisheries management under the Magnuson-Stevens Fishery Conservation and Management Act.