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The U.S. Department of Transportation (DOT) is seeking public feedback on potential new rules to protect airline passengers from financial losses caused by flight disruptions. These rules could require airlines to provide cash compensation, free rebooking, and amenities like meals and lodging when flights are significantly delayed or canceled due to reasons within the airline's control. The DOT is also considering how to ensure passengers quickly receive accurate information about their rights and options in these situations. The goal is to offer clear and automatic processes for passengers to obtain compensation and services, especially for travelers with disabilities who may face additional challenges.

The Financial Industry Regulatory Authority (FINRA) submitted a proposed rule change to update the Private Placement Filer Form, which members use for private placement filings under FINRA Rules 5122 and 5123. The proposed changes aim to enhance the quality and clarity of information collected, helping FINRA better understand risks in private placements, like contingency offerings and disciplinary histories. The changes include the addition of new questions and updates to existing ones, with a focus on improving efficiency and reducing follow-up inquiries. These changes are filed for immediate effectiveness, with an anticipated implementation date of May 22, 2021.

The Securities and Exchange Commission (SEC) has issued a statement and is seeking public comments on the safekeeping of digital asset securities by broker-dealers. They highlight the need for innovation in applying existing protection rules to digital assets, which have unique risks like fraud and theft. The SEC proposes a five-year period during which broker-dealers who follow specific guidelines won't face enforcement action if they can show they've taken reasonable steps to control and secure digital asset securities. This initiative aims to balance investor safety with the advancement of the digital asset market.

The Consumer Financial Protection Bureau (CFPB) has issued a policy statement introducing the Compliance Assistance Sandbox (CAS) program. This initiative aims to facilitate innovation while ensuring ethical standards, transparency, and competition in consumer financial markets. The CAS program offers companies "Approvals" that provide a safe harbor under federal consumer financial laws if they comply with specified terms. To receive these Approvals, companies must demonstrate that their products solve unmet consumer needs and adhere to strict conditions to prevent market manipulation and maintain fairness.

The National Oceanic and Atmospheric Administration (NOAA) has issued new regulations for managing the Florida Keys National Marine Sanctuary. This final rule is part of NOAA's Restoration Blueprint initiative and aims to extend the sanctuary's boundaries, update general and specific marine zones, and redefine what activities are permitted there. NOAA's regulations include measures to protect and restore coral reefs, seagrass beds, and other habitats, prevent environmental threats, and address concerns such as grounded and derelict vessels. The changes also emphasize updated procedures for permits and collaboration with military and state bodies to ensure compliance and effective management of sanctuary resources.

The Occupational Safety and Health Administration (OSHA) has released an interim final rule to manage the handling of retaliation complaints under the Anti-Money Laundering Act of 2020 (AMLA), as part of anti-retaliation efforts. This rule outlines procedures for filing complaints, the investigation process, and the resolution, including possible appeals and judicial review, in cases of alleged retaliation against whistleblowers. The interim final rule is effective from January 14, 2025, and comments are invited until March 17, 2025, to refine these guidelines. The document ensures whistleblowers are protected when they report actions they reasonably believe to be violations of law, though it excludes employees of federally insured banks and credit unions, which are protected under different statutes.

The Department of Labor has issued a notice regarding a proposed exemption for certain prohibited transaction restrictions relating to Goldman Sachs. This exemption, if granted, would allow certain entities affiliated with Goldman Sachs to continue engaging in activities normally restricted by the Employee Retirement Income Security Act (ERISA), despite Goldman Sachs Malaysia's conviction under the Foreign Corrupt Practices Act. The exemption is proposed to last five years, and public comments are invited until February 10, 2021. The measures aim to protect affected plans and ensure compliance with specific conditions during the exemption period.

The U.S. Department of Commerce has updated its regulations to improve the management of antidumping and countervailing duty (AD and CVD) laws. These changes aim to make the rules clearer and increase transparency by detailing how duties are applied and calculated. The amendments address issues like determining duty rates for nonmarket economies and handling subsidies from foreign governments. These new rules will take effect on January 15, 2025, to better enforce fair trade practices.

The National Endowment for the Arts (NEA) has issued a notice about its systems of records, as required by the Privacy Act of 1974. This update outlines changes in record systems and introduces new routine uses for the stored data, aiming to ensure that individuals can request information with accuracy and precision. The document also details various systems related to grants, personnel, finances, and complaint case files, specifying how these records are stored, accessed, and maintained. The changes reflect the adoption of electronic technology and administrative updates within the agency.

The Commodity Futures Trading Commission (CFTC) is issuing a notice about the fees charged to self-regulatory organizations, like registered futures associations and designated contract markets, for oversight of their rule enforcement programs. These fees help recover costs incurred by the CFTC during oversight and are deposited in the U.S. Treasury as miscellaneous receipts. The fee calculations are based on the average actual costs from the previous three fiscal years and take into consideration various factors such as trading volume and program complexity. Payments must be made electronically by the deadline specified in the document.