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The Securities and Exchange Commission (SEC) has approved a new rule proposed by the Financial Industry Regulatory Authority, Inc. (FINRA) known as the FINRA Rule 6500 Series. This rule mandates the reporting and public dissemination of securities lending transaction data through FINRA’s Securities Lending and Transparency Engine (SLATE). The goal of this rule is to improve transparency and efficiency in the securities lending market by collecting and providing access to detailed information about securities loans. The implementation of this rule is set for January 2, 2026, with public disclosure of the data to begin by April 2, 2026.

The Equal Employment Opportunity Commission (EEOC) issued a final rule amending its regulations on recordkeeping and reporting under various federal acts. This rule delegates the authority to decide on hardship exemption applications to the Chief Data Officer and provides a set process and criteria for applying for these exemptions. The rule doesn’t create additional paperwork burdens and is not expected to significantly impact small entities' finances. It is also not considered a significant regulatory action under Executive Orders or the Congressional Review Act.

The Securities and Exchange Commission (SEC) has asked the Office of Management and Budget (OMB) for an extension to collect information related to Rule 30b1-8 and Form N-CR. This rule requires money market funds to report important events to the SEC, which helps them oversee these funds and keep investors informed. The reporting process is estimated to take about 8.5 hours and cost $1018.5 per report, with six reports expected annually. Public comments on this information collection are invited and should be submitted within 30 days of the notice's publication.

The Department of Labor is asking for public comments on their information collection concerning the Carrier's Report of Issuance of Policy, Form LS-570. This is part of their effort to reduce paperwork and the burden on respondents, in line with the Paperwork Reduction Act of 1995. The agency is interested in feedback about the necessity, accuracy, and potential improvements on the data collection, and encourages suggestions for reducing the burden on respondents. Comments must be submitted by May 23, 2025, and more information is available on their website or at their office in Washington, DC.

MIAX Emerald, LLC has submitted a proposal to the Securities and Exchange Commission (SEC) to create a Minor Rule Violation Plan (MRVP). This plan would allow certain minor rule violations to be punished with fines up to $2,500 and would not require immediate reporting to the SEC, as long as summary reports are sent quarterly. This proposal excludes some conduct policies and aims to make handling minor infractions more efficient. The public is invited to comment on the proposal, and the SEC will decide on its approval by December 24, 2024.

The U.S. Department of the Treasury is seeking public comments on information collection requests related to the Community Development Financial Institutions (CDFI) Fund and Native American CDFI Assistance Program. These requests are under review by the Office of Management and Budget (OMB) as per the Paperwork Reduction Act. The CDFI Fund supports organizations that provide financial services to underserved communities, including Native American communities. The Department has also implemented the CDFI Equitable Recovery Program to address economic impacts from the COVID-19 pandemic, and they are making updates to reporting requirements to accommodate this program. Public comments are invited until February 26, 2025.

The Cboe Exchange, Inc. has proposed a rule change to align its compliance rules with an exemption granted by the Securities and Exchange Commission (SEC). This exemption pertains to how industry members report allocation details when shares or contracts are distributed into different accounts. The updated rule will simplify reporting requirements for industry members who manage these allocations without impacting the regulatory utility of the reported data. The intent is to reduce burdens and costs for brokers by having the entity with the necessary information submit the allocation report.

The Securities and Exchange Commission (SEC) is seeking public comments on the information collection requirements set forth in Rule 6a-3 under the Securities Exchange Act of 1934. This rule mandates national securities exchanges to provide the SEC with certain information, such as reports and materials issued to exchange members. The SEC estimates that these exchanges collectively spend 156 hours annually fulfilling these requirements. Comments are welcomed on the necessity and usefulness of the rule, estimated burdens, and potential improvements, and must be submitted by February 18, 2025.

The Federal Communications Commission (FCC) introduced a new rule to simplify licensing procedures for satellite services. This rule allows operators to obtain a unified license for both space and earth stations, which streamlines the authorization process by eliminating unnecessary reporting requirements and aligning the build-out timelines for these stations. The rule is designed to reduce regulatory burdens, enhance operational flexibility for satellite operators, and ensure that information provided is not redundant. The changes aim to foster better efficiency within the satellite services sector, ultimately benefiting both providers and users.

The Federal Reserve Board is seeking public input on a new proposal related to the reporting of transactions involving U.S. Treasury securities and mortgage-backed securities by certain financial institutions. This proposed rule, known as FR 2956, aims to collect detailed daily transaction data from depository institutions that meet specific trading volume criteria. Comments from the public on this proposal are invited by March 22, 2021, and can be submitted through various methods including email and the Federal Reserve’s website. The Board plans to implement this new reporting requirement in 2021, under legal authority provided by the Federal Reserve Act.