Search Results for keywords:"trading compliance"

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Search Results: keywords:"trading compliance"

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  • 2025-04287 — Monosodium Glutamate From the People's Republic of China: Preliminary Affirmative Determination of Circumvention; Correction
    Type:Notice
    Citation:90 FR 12295
    Reading Time:about 11 minutes

    The U.S. Department of Commerce announced a correction to its earlier notice regarding the circumvention of antidumping duties on monosodium glutamate (MSG) from China. In the original notice published on February 21, 2025, the certifications for importers and exporters contained three errors. The department has now provided corrected text for these certifications, specifying the procedures for submission and verification by the relevant agencies. These corrections aim to ensure compliance with U.S. trade laws by requiring accurate documentation related to the importation and exportation of MSG.

    Simple Explanation

    The people in charge of trade rules found mistakes in some papers about bringing a special cooking ingredient from China to the U.S., and they fixed them to make sure everything is done right.

  • 2025-02162 — Order Granting Registration of Security-Based Swap Execution Facilities
    Type:Notice
    Citation:90 FR 8946
    Reading Time:about 8 minutes

    The Securities and Exchange Commission (SEC) has approved the registration applications of eight entities to operate as Security-Based Swap Execution Facilities (SBSEFs). This decision allows these platforms to facilitate the trading of security-based swaps in compliance with the Exchange Act requirements and the SEC's Regulation SE rules. These entities, including Bloomberg SEF LLC and ICE Swap Trade, LLC, demonstrated adherence to the necessary regulations, thus earning their official registration. The compliance ensures enhanced regulation and oversight of trading activities within these facilities.

    Simple Explanation

    The government has given the green light for eight companies, like big financial players such as Bloomberg, to set up special places to trade a type of financial bet called "security-based swaps." This means they have to follow strict rules to make sure everything is fair and safe.

  • 2024-29035 — Self-Regulatory Organizations; Nasdaq PHLX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 3304 Concerning Data Feeds Utilized
    Type:Notice
    Citation:89 FR 99923
    Reading Time:about 7 minutes

    Nasdaq PHLX, LLC has proposed a rule change to update its list of data feeds used for trading and compliance processes. They intend to make the Long-Term Stock Exchange the primary data source for quoting, with CQS/UQDF as a secondary source. This update aims to improve transparency and market efficiency. The Securities and Exchange Commission (SEC) has allowed the change to take effect immediately to expedite its benefits, as it does not introduce new regulatory issues.

    Simple Explanation

    Nasdaq PHLX is changing how it gets information for trading by using a new main source called the Long-Term Stock Exchange, with a backup source. This change is happening quickly to help make trading clearer and faster, and the SEC is okay with it because it doesn’t cause any new problems.