Search Results for keywords:"sensitive personal information"

Found 3 results

Search Results: keywords:"sensitive personal information"

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  • 2020-28273 — Administration of the Electronic Data Gathering, Analysis, and Retrieval System
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    Type:Rule
    Citation:86 FR 7961
    Reading Time:about 41 minutes

    The Securities and Exchange Commission (SEC) has introduced a new rule to enhance the reliability and integrity of submissions made through its electronic system, EDGAR. This new rule allows the SEC to take specific actions like removing sensitive personal information, blocking submissions that pose cybersecurity threats, and addressing unauthorized use or errors. Additionally, the rule outlines how the SEC will notify filers of these actions. The rule aims to provide clearer guidance on the SEC's administrative processes while maintaining the security and accuracy of information submitted through EDGAR.

    Simple Explanation

    The SEC made a new rule to keep their online system safe and accurate by letting them fix mistakes, stop threats, and protect people's private information when needed. They promise to tell people what they did as soon as they can.

  • 2025-02620 — Order Granting Exemptive Relief, Pursuant to Section 36(a)(1) and Rule 608(e) of the Securities Exchange Act of 1934, From Certain Provisions of Section 6.4(d)(ii)(C) and Appendix D, Sections 9.1, 9.2 and 9.4 of the National Market System Plan Governing the Consolidated Audit Trail
    Type:Notice
    Citation:90 FR 9642
    Reading Time:about 26 minutes

    In an order by the Securities and Exchange Commission (SEC), exemptive relief is granted from certain reporting requirements related to the Consolidated Audit Trail (CAT). This ruling allows national securities exchanges and associations to stop collecting sensitive personal information like names, addresses, and years of birth from customers using transformed Social Security Numbers (SSNs) or Tax Identification Numbers (ITINs). Instead, the focus is on using a system that uniquely identifies customers without storing sensitive data, aiming to balance regulatory needs and personal data security. Broker-dealers will still manage and transform these identifiers, while regulators can request specific information directly when needed.

    Simple Explanation

    The government gave permission for some finance rules to change so that banks and exchanges don't have to collect people's private details like names and addresses. Instead, they use special, secret codes to keep everyone's information safe while still following the rules.

  • 2025-05243 — National Institute of Mental Health; Notice of Closed Meeting
    Type:Notice
    Citation:90 FR 13867
    Reading Time:about a minute or two

    The National Institute of Mental Health is holding a closed meeting to review contract proposals for their NeuroBioBank Brain and Tissue Repository project. This meeting will not be open to the public because it will involve confidential discussions about trade secrets, commercial property, and sensitive personal information. The meeting is scheduled for April 29, 2025, and will take place virtually. Dr. Nicholas Gaiano will be the contact person for the event.

    Simple Explanation

    The National Institute of Mental Health is having a private online meeting on April 29, 2025, to talk about important secrets for a special science project. They keep it private because they don’t want anyone to share the secret information like magic tricks or people's personal stories.