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The Commodity Futures Trading Commission (CFTC) is seeking public comments on the proposed renewal of information collection related to Swap Execution Facilities (SEFs). This collection is part of the regulatory requirements set by the Dodd-Frank Act to ensure SEFs comply with specific standards. The CFTC aims to revise its current estimates on the number of registered SEFs and invites feedback on various aspects of the information collection process, including its necessity and potential improvements. Comments can be submitted through various methods by March 22, 2021.

The Federal Communications Commission (FCC) has changed the rules for letters of credit (LOCs) required for recipients of high-cost support under the Universal Service Fund programs. Previously, banks needed a specific safety rating to issue LOCs, but now they must be “well capitalized” according to federal bank standards. This change aims to make it easier for companies to secure LOCs, which are necessary to ensure rapid broadband deployment. Additionally, the FCC is allowing recipients to reduce the value of their LOCs faster if they meet certain deployment milestones, freeing up funds for more broadband expansion.

The Food and Drug Administration (FDA) is inviting public comments on a proposed collection of information concerning device classification and regulatory requirements, as part of their responsibilities under the Paperwork Reduction Act of 1995. The information collection supports regulations and guidance under section 513(g) of the Federal Food, Drug, and Cosmetic Act, which outlines how people can request the FDA's views on device classification and applicable requirements. Individuals can submit comments electronically or by mail by March 15, 2021. Comments should focus on the necessity, accuracy, and potential improvements of the proposed information collection process.

The Centers for Medicare & Medicaid Services (CMS) is inviting public comments on their plans to collect information under the Paperwork Reduction Act of 1995. The request includes information on extending an existing Medicare form for individuals with chronic renal disease and a revision to a collection concerning outpatient therapy providers. Interested parties have until February 16, 2021, to provide feedback on the necessity and practicality of these collections, as well as suggestions for improvement. This public involvement is part of the formal process required for federal agencies when gathering information from the public.

The Securities and Exchange Commission (SEC) has disapproved a proposed rule change submitted by the Cboe BZX Exchange, Inc., which aimed to extend the time allowed for certain exchange-traded products (ETPs) to meet minimum listing requirements. The Exchange wanted to increase the compliance period from 12 to 36 months for ETPs to have a minimum of 50 beneficial holders, arguing it aligns better with the ETP lifecycle and current market conditions. However, the SEC found that the Exchange did not provide enough evidence to ensure this change would protect against market manipulation and protect investors. Despite receiving some support from commenters, the proposal was deemed inconsistent with the necessary regulatory requirements.

The Commodity Futures Trading Commission (CFTC) has finalized new rules to address several operational challenges faced by Swap Execution Facilities (SEFs) and their market participants. These changes include eliminating the requirement for SEFs to capture and retain post-execution allocation information in their audit trail data. Additionally, the financial resources requirements have been amended to reduce burdens on SEFs while ensuring compliance with regulatory standards. The rules also simplify the duties and reporting requirements of a Chief Compliance Officer, allowing more flexibility and efficiency in SEF operations.

The Securities and Exchange Commission (SEC) disapproved a proposed rule change by BOX Exchange LLC to establish the Boston Security Token Exchange LLC as a facility for trading securities. This decision was made because the related BSTX Trading Rules Proposal, which outlined how trading would occur and how the exchange would regulate it, was also disapproved. The SEC found that without these approved trading rules, BOX Exchange could not ensure the proposed exchange would operate in a manner consistent with the Exchange Act. Consequently, the proposed rule change did not meet the regulatory requirements set forth by the Exchange Act.

OSHA has announced the expansion of recognition for TUV Rheinland of North America, Inc. (TUVRNA), allowing them to add a new testing site in Taiwan as part of their Nationally Recognized Testing Laboratory (NRTL) scope. This expansion, which takes effect on January 23, 2025, enables TUVRNA to conduct product testing and certification at the new location, provided they comply with specific standards and conditions set by OSHA. TUVRNA must notify OSHA of any significant changes in its operations or ownership and continue to adhere to all regulatory requirements.

The Securities and Exchange Commission (SEC) is requesting approval from the Office of Management and Budget (OMB) to extend the collection of information related to Rules 6a-1 and 6a-2, and Form 1 under the Securities Exchange Act. Rule 6a-1 requires national securities exchanges to file a Form 1 for initial registration or exemption based on limited trading volume. Rule 6a-2 mandates that registered or exempt exchanges update their Form 1 when there are significant changes or periodically, which incurs an annual burden of around 8,030 hours for all respondents. Public comments on this information collection request can be submitted by March 31, 2025, via the identified web address or email.

The Postal Regulatory Commission has announced a recent filing by the Postal Service concerning a negotiated service agreement, which is open for public comment. The public must submit their comments by March 26, 2025. Various requests have been made by the Postal Service to add or modify competitive products, each associated with specific docket numbers and filings. The Commission appoints a Public Representative to ensure public interests are considered in these proceedings.