Search Results for keywords:"record maintenance"

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Search Results: keywords:"record maintenance"

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  • C1-2020-29209 — Proposed Collection; Comment Request
    Type:Notice
    Citation:86 FR 7369
    Reading Time:less than a minute

    In a notice of correction from the Federal Register, there was an update to a prior document originally published on January 6, 2021. The correction involves a date change in the section titled DATES. Instead of "April 1, 2021," the correct date should be "March 8, 2021." This notice is related to Notice Document 2020-29209, as part of the records maintained by the Defense Department, Office of the Secretary.

    Simple Explanation

    The government made a small correction to a paper they published, changing a date from April 1, 2021, to March 8, 2021, and this is about something important that the Defense Department was working on.

  • 2021-03218 — Self-Regulatory Organizations; OneChicago, LLC; Order Granting OneChicago, LLC's Request To Withdraw From Registration as a National Securities Exchange Solely for the Purposes of Trading Security Futures Products
    Type:Notice
    Citation:86 FR 10140
    Reading Time:about 5 minutes

    OneChicago, LLC filed a notice with the Securities and Exchange Commission to withdraw as a national securities exchange for trading security futures products, effective September 30, 2020. They had decided to close the exchange after a strategic review, with the last trading day on September 18, 2020. The Securities and Exchange Commission (SEC) granted the withdrawal request, requiring OneChicago to maintain and produce certain records for five years. The Commodity Futures Trading Commission also vacated OneChicago's designation as a contract market, effective December 21, 2020.

    Simple Explanation

    OneChicago, LLC told the government it wanted to stop being a place where special kinds of bets on stock futures are traded. The government agreed but asked them to keep all important papers for five years.