Search Results for keywords:"compliance extension"

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Search Results: keywords:"compliance extension"

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  • 2025-03350 — Order Granting Temporary Exemptive Relief, Pursuant to Sections 17A and 36(a) of the Securities Exchange Act of 1934, From Certain Aspects of Rule 17ad-22(e)(6)(i) and Section 19(g)(1) of the Securities Exchange Act of 1934
    Type:Notice
    Citation:90 FR 11079
    Reading Time:about 10 minutes

    The Securities and Exchange Commission (SEC) has granted temporary relief from certain regulations for clearing agencies dealing with U.S. Treasury securities. These regulations, known as the Margin Separation Requirement, were initially set to be enforced by March 31, 2025. However, due to challenges faced by market participants in meeting the original deadline, the SEC decided to extend the compliance date to September 30, 2025. This extension allows additional time for agencies to adjust their legal, operational, and risk management systems to meet the new rules, ensuring that market stability is maintained while preventing market disruption.

    Simple Explanation

    The SEC is giving more time to certain financial companies to get ready for new rules about handling money related to U.S. Treasury securities, pushing the deadline from March to September 2025 to help them prepare better.

  • 2025-02570 — Order Granting Temporary Exemption Pursuant to Section 13(f)(3) of the Securities Exchange Act of 1934 From Compliance With Rule 13f-2 and Form SHO
    Type:Notice
    Citation:90 FR 9568
    Reading Time:about 9 minutes

    In response to requests from industry participants, the Securities and Exchange Commission (SEC) has announced a temporary exemption for institutional investment managers from complying with Rule 13f-2 and Form SHO reporting requirements. Originally set to start on January 2, 2025, the compliance date has been extended to January 2, 2026, giving these managers additional time to adjust their systems and address any operational challenges. This decision was made to ensure the accuracy of the information that will be shared with investors. The SEC believes this extension will help achieve the goals of transparency and accurate data reporting, while balancing the preparation needs of the industry.

    Simple Explanation

    The SEC is giving big money managers more time—until January 2026 instead of January 2025—to get ready to follow new rules about telling people what stocks they own, so they can share the right information with everybody.