Search Results for keywords:"administrative proceedings"

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Search Results: keywords:"administrative proceedings"

  • Type:Notice
    Citation:90 FR 13508
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) has scheduled a closed meeting at 2:00 p.m. on Thursday, March 27, 2025. This meeting will be conducted remotely and possibly at the SEC's headquarters in Washington, DC. The meeting will focus on topics such as the institution and settlement of injunctive actions, administrative proceedings, and civil litigation, along with other enforcement-related matters. Any changes to the meeting's time, date, or location will be announced on the SEC's website.

    Simple Explanation

    The SEC is having a secret meeting on March 27, 2025, at 2:00 p.m. to talk about stopping bad behavior with rules and possibly punish bad actions. They might meet online or in their big office building, and if there are any changes, they will tell people on their website.

  • Type:Notice
    Citation:90 FR 10525
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) has announced a closed meeting to be held at 2 p.m. on Thursday, February 27, 2025. The meeting will take place both online and at the SEC's headquarters in Washington, DC. The discussion will cover topics such as the resolution of litigation claims and the institution and settlement of injunction and administrative proceedings. The meeting is closed to the public, as it falls under certain legal exemptions that allow these topics to be discussed privately. For more details, Vanessa A. Countryman from the SEC's Office of the Secretary can be contacted.

    Simple Explanation

    The Securities and Exchange Commission (SEC) is having a secret meeting on February 27, 2025, where they will talk about legal matters like fixing arguments and making rules. Only certain people are allowed to join, and if you want to know more, you can ask Vanessa A. Countryman at the SEC.

  • Type:Notice
    Citation:86 FR 12057
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) will hold a closed meeting on Thursday, March 4, 2021, at 2:00 p.m. The meeting will take place remotely and possibly at the SEC's headquarters in Washington, DC. During this session, the commissioners and key staff will discuss topics such as the start or resolution of legal actions and administrative proceedings. If there are changes in the meeting's schedule, details will be updated on their website, and the legal authority for closing this meeting is based on specific exemptions in U.S. law.

    Simple Explanation

    The SEC, a group in charge of making sure people follow money rules, will have a private meeting on March 4. They'll talk about important stuff that can't be shared yet, like deciding what to do when someone might have broken the rules.

  • Type:Notice
    Citation:90 FR 14300
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) will hold a closed meeting on Thursday, April 3, 2025, at 2:00 p.m. This meeting can be attended remotely or at the SEC's headquarters in Washington, DC. The focus of this meeting includes discussions on legal matters such as the institution and settlement of lawsuits, administrative proceedings, and other enforcement-related topics. If changes occur regarding the meeting’s time, date, or location, updates will be posted on the SEC's website.

    Simple Explanation

    The Securities and Exchange Commission (SEC) is having a special meeting on April 3, 2025, to talk about important legal stuff, like court cases, but people can't go because it's private. If there are changes about when or where the meeting happens, they will let people know on their website.

  • Type:Notice
    Citation:86 FR 10609
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) announced a closed meeting to be held at 2:30 p.m. on February 25, 2021, either remotely or at the Commission's headquarters in Washington, DC. The meeting will be attended by commissioners, their counsel, secretaries, and other relevant staff members. During this meeting, the SEC will discuss topics related to legal actions, administrative proceedings, and other enforcement matters. Information about any changes to the meeting's time, date, or location will be available on the SEC's website.

    Simple Explanation

    The Securities and Exchange Commission (SEC) is having a private meeting to talk about legal stuff on February 25, 2021, and you can't know what they'll discuss because it's secret, but if anything changes, they'll put it on their website.

  • Type:Notice
    Citation:89 FR 97673
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) is holding a closed meeting on December 12, 2024, at 2:00 p.m. The meeting will take place remotely and possibly at the Commission's headquarters in Washington, DC. During the meeting, SEC commissioners and certain staff members will discuss topics like the start and settlement of legal actions and administrative proceedings, as well as other enforcement and examination-related matters. Changes to the meeting's time or location will be announced on the SEC's website.

    Simple Explanation

    The Securities and Exchange Commission (SEC) will have a secret meeting on December 12, 2024, to talk about starting and finishing legal cases and other important matters. Some people might worry because the meeting is not open to everyone, but the rules allow them to keep it private.

  • Type:Notice
    Citation:86 FR 157
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) will hold a closed meeting on January 6, 2021, at 2:00 p.m. This meeting can be attended remotely or in person at the SEC headquarters in Washington, DC. During the meeting, they will discuss topics like starting and settling legal actions and administrative proceedings, and resolving litigation claims. This meeting is closed to the public, but the SEC may change the details if needed and will update their website accordingly. For more information, contact Vanessa A. Countryman.

    Simple Explanation

    The people in charge of making rules about money will have a secret meeting in Washington, DC, where they will talk about solving arguments and legal stuff, but nobody from the public can listen in.

  • Type:Notice
    Citation:86 FR 8675
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) has scheduled a closed meeting for February 11, 2021, at 2:00 p.m. It will take place remotely or at the SEC headquarters in Washington, DC. During the meeting, commissioners and relevant staff will discuss topics like the settlement of legal actions and administrative proceedings. This meeting is closed to the public, and any changes to its schedule will be updated on the SEC's website.

    Simple Explanation

    The SEC, which is a group that helps keep things fair with money, is having a secret meeting to talk about important topics, but nobody from the public can join or watch. If things about the meeting change, they will let everyone know on their website.

  • Type:Notice
    Citation:90 FR 11635
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) is holding a closed meeting on Thursday, March 13, 2025, at 2:00 p.m. at their headquarters in Washington, DC, and possibly also online. Only Commissioners, select staff, and other authorized individuals will attend. The meeting will cover topics like initiating and settling legal actions, handling administrative proceedings, and other matters related to enforcement proceedings. If there are any changes to the meeting's schedule or location, the SEC will update their website.

    Simple Explanation

    The SEC is having a secret meeting to talk about some legal issues, and only certain people can go. If the meeting details change, they will let everyone know on their website.

  • Type:Notice
    Citation:86 FR 9545
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) is holding a closed meeting at 2 p.m. on February 18, 2021. The meeting will take place remotely or at the Commission's headquarters in Washington, DC, and will involve top officials and some staff members. They plan to discuss confidential matters such as the start and settlement of legal actions, administrative proceedings, and other enforcement-related topics. If any changes to the meeting occur, they will be announced on the SEC website.

    Simple Explanation

    The Securities and Exchange Commission (SEC) is having a secret meeting to talk about important things like legal cases and other private matters. If they change their plans, they'll let everyone know on their website.

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