Search Results for keywords:"Vanessa A. Countryman"

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Search Results: keywords:"Vanessa A. Countryman"

  • Type:Notice
    Citation:90 FR 7720
    Reading Time:less than a minute

    The Securities and Exchange Commission has announced a change to a meeting originally scheduled for Thursday, January 23, 2025, at 2 p.m. The meeting will now take place on the same day but at 1 p.m. instead. For more details, contact Vanessa A. Countryman from the Office of the Secretary at (202) 551-5400.

    Simple Explanation

    The people in charge of keeping an eye on money and business decided to have their meeting one hour earlier than planned, so instead of starting at 2 p.m., it will now start at 1 p.m. on the same day, and if you have questions, you can ask someone named Vanessa who can help you.

  • Type:Notice
    Citation:90 FR 10525
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) has announced a closed meeting to be held at 2 p.m. on Thursday, February 27, 2025. The meeting will take place both online and at the SEC's headquarters in Washington, DC. The discussion will cover topics such as the resolution of litigation claims and the institution and settlement of injunction and administrative proceedings. The meeting is closed to the public, as it falls under certain legal exemptions that allow these topics to be discussed privately. For more details, Vanessa A. Countryman from the SEC's Office of the Secretary can be contacted.

    Simple Explanation

    The Securities and Exchange Commission (SEC) is having a secret meeting on February 27, 2025, where they will talk about legal matters like fixing arguments and making rules. Only certain people are allowed to join, and if you want to know more, you can ask Vanessa A. Countryman at the SEC.

  • Type:Notice
    Citation:86 FR 10139
    Reading Time:less than a minute

    The Securities and Exchange Commission had a closed meeting scheduled for February 16, 2021, at 5:00 p.m. This meeting has been cancelled. The previous announcement about this meeting appeared in the Federal Register on February 3, 2021. For more information, interested parties should contact Vanessa A. Countryman from the Office of the Secretary.

    Simple Explanation

    The big office that makes rules about money, called the Securities and Exchange Commission, was going to have a secret meeting, but now they have decided not to have it. If anyone wants to know more, they can talk to a lady named Vanessa.

  • Type:Notice
    Citation:86 FR 11817
    Reading Time:less than a minute

    The Securities and Exchange Commission announced that a previously scheduled Closed Meeting on Thursday, February 25, 2021, at 2:30 p.m. has been cancelled. This update follows an earlier announcement published on February 22, 2021. For more information, individuals can contact Vanessa A. Countryman from the Office of the Secretary. The cancellation was officially noted on February 24, 2021.

    Simple Explanation

    The Securities and Exchange Commission was going to have a secret meeting, but they decided not to have it anymore. If someone wants more details, they can ask Vanessa A. Countryman about it.

  • Type:Notice
    Citation:86 FR 9116
    Reading Time:less than a minute

    The Securities and Exchange Commission had announced a closed meeting that was supposed to happen on Tuesday, February 9, 2021, at 5:00 p.m., as previously published in the Federal Register. However, this meeting has been cancelled. For any further information, Vanessa A. Countryman from the Office of the Secretary can be contacted at (202) 551-5400.

    Simple Explanation

    The Securities and Exchange Commission was going to have a secret meeting, but they decided not to have it anymore. If anyone wants to know more about why they canceled it, they can call Vanessa at (202) 551-5400.

  • Type:Notice
    Citation:90 FR 13508
    Reading Time:less than a minute

    The Securities and Exchange Commission (SEC) announced a public meeting of the Small Business Capital Formation Advisory Committee, scheduled for May 6, 2025. The meeting, which will be held via videoconference and at the SEC's headquarters in Washington, DC, will discuss rules and regulations affecting small and emerging businesses. It will begin at 10:00 a.m. Eastern Time and will be accessible to the public through a webcast on the SEC's official website. Vanessa A. Countryman from the Office of the Secretary can be contacted for more information.

    Simple Explanation

    The Securities and Exchange Commission (SEC) is having a meeting on May 6, 2025, to talk about rules that affect small businesses, and people can watch it online. This meeting helps understand what the SEC is doing to help smaller companies, but it doesn’t say exactly what they will talk about or how people can say what they think.

  • Type:Notice
    Citation:86 FR 157
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) will hold a closed meeting on January 6, 2021, at 2:00 p.m. This meeting can be attended remotely or in person at the SEC headquarters in Washington, DC. During the meeting, they will discuss topics like starting and settling legal actions and administrative proceedings, and resolving litigation claims. This meeting is closed to the public, but the SEC may change the details if needed and will update their website accordingly. For more information, contact Vanessa A. Countryman.

    Simple Explanation

    The people in charge of making rules about money will have a secret meeting in Washington, DC, where they will talk about solving arguments and legal stuff, but nobody from the public can listen in.

  • Type:Notice
    Citation:86 FR 8662
    Reading Time:less than a minute

    The Securities and Exchange Commission announced that a closed meeting originally scheduled for Thursday, February 4, 2021, at 2:00 p.m. has been cancelled. The meeting was previously mentioned in the Federal Register with the citation 86 FR 7759, dated February 1, 2021. For more information, individuals can contact Vanessa A. Countryman at the Office of the Secretary. This update was filed as document number 2021-02692 and published on February 8, 2021.

    Simple Explanation

    The Securities and Exchange Commission planned a secret meeting on February 4, 2021, but decided not to have it anymore. They didn't say why it was canceled.

  • Type:Notice
    Citation:90 FR 124
    Reading Time:about a minute or two

    Nasdaq PHLX LLC (Phlx) filed a proposed rule change with the Securities and Exchange Commission (SEC) to allow orders from market makers to be solicited for PIXL auctions in Nasdaq-100 Micro Index (XND) Options. This proposal was initially published for public comment on November 6, 2024, but the SEC received no comments. On December 20, 2024, Phlx decided to withdraw this proposed rule change. The notice of withdrawal was issued by the SEC's Division of Trading and Markets, with Secretary Vanessa A. Countryman providing the notice under delegated authority.

    Simple Explanation

    Nasdaq wanted to change some rules about how special trades called "PIXL auctions" work for a kind of stock options, but they decided not to change the rules after all because nobody had anything to say about it.

  • Type:Notice
    Citation:90 FR 8228
    Reading Time:less than a minute

    The Securities and Exchange Commission had previously planned a Closed Meeting on January 23, 2025, at 1 p.m. However, the meeting time has been changed to 12:30 p.m. on the same day. The meeting details were originally announced in the Federal Register on January 21 and January 22, 2025. For additional information, Vanessa A. Countryman from the Office of the Secretary can be contacted.

    Simple Explanation

    The Securities and Exchange Commission planned a secret meeting on January 23, 2025, but they decided to start it a little earlier at 12:30 p.m. instead of 1 p.m. If someone wants to know more about this change, they can ask Vanessa from the Office of the Secretary.

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