Search Results for keywords:"Rule 17ad-22(e)"

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Search Results: keywords:"Rule 17ad-22(e)"

  • Type:Notice
    Citation:89 FR 102195
    Reading Time:about 20 minutes

    The Securities and Exchange Commission has published a notice about a proposed rule change by The Depository Trust Company (DTC). This proposal seeks to amend the Clearing Agency Investment Policy to ensure compliance with new requirements for handling and investing customer funds. Key changes include separating and independently managing the margin for proprietary transactions from those involving indirect participants, as well as restrictions on how these funds can be invested, primarily in U.S. Treasuries with short maturities. The proposal aims to align with regulations that safeguard the funds that DTC manages.

    Simple Explanation

    The big boss of some money rules wants to make sure they handle other people's money safely by keeping their own money separate and only putting it in safer places like short-term government bonds, so they don't lose it.