Search Results for keywords:"Exchange Act compliance"

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Search Results: keywords:"Exchange Act compliance"

  • Type:Notice
    Citation:90 FR 11078
    Reading Time:about 3 minutes

    Dream Exchange Holdings, Inc. has applied to the Securities and Exchange Commission (SEC) for registration as a national securities exchange under the Securities Exchange Act of 1934. The SEC is asking for public comments on Dream's proposal, which outlines how Dream plans to meet the legal requirements. Dream Exchange would operate an automated platform for trading stocks and would not have a physical trading floor. The public can view Dream's detailed application online and submit comments until April 17, 2025.

    Simple Explanation

    Dream Exchange wants to start a new place to trade stocks online, and they're asking for permission from a big government group. People can share their thoughts about this until April 17, 2025.