Search Results for keywords:"17 CFR 200.402(a)"

The Securities and Exchange Commission (SEC) is holding a closed meeting on Friday, December 20, 2024, at 1:30 p.m. This meeting will be conducted remotely or at the SEC's headquarters in Washington, D.C. Only certain staff members and officials, including Commissioners and recording secretaries, will attend to discuss matters like injunctive actions, administrative proceedings, and enforcement issues. The meeting is not open to the public, and any changes to the meeting details will be posted on the SEC's website. For more information, Vanessa A. Countryman can be contacted at the Office of the Secretary.

The Securities and Exchange Commission will hold a meeting at 2:00 p.m. on Thursday, January 16, 2025, which will be closed to the public. The meeting may be attended remotely or at the Commission's headquarters in Washington, D.C. During this closed meeting, various legal matters will be discussed, such as the settlement of injunctive actions and administrative proceedings, as well as other enforcement-related topics. Changes to the meeting's details could be announced on the Commission's website.

The Securities and Exchange Commission (SEC) is holding a closed meeting at 2 p.m. on February 18, 2021. The meeting will take place remotely or at the Commission's headquarters in Washington, DC, and will involve top officials and some staff members. They plan to discuss confidential matters such as the start and settlement of legal actions, administrative proceedings, and other enforcement-related topics. If any changes to the meeting occur, they will be announced on the SEC website.