Search Results for citation:"86 FR 12045"

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Search Results: citation:"86 FR 12045"

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  • 2021-04089 — Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Fiftieth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis
    Type:Notice
    Citation:86 FR 12045
    Reading Time:about 10 minutes

    The Securities and Exchange Commission (SEC) is seeking public comments on a proposed amendment to the Joint Self-Regulatory Organization Plan related to Nasdaq-listed securities. This amendment, known as the Fiftieth Amendment, aims to standardize the process for declaring regulatory halts in trading, ensuring that such decisions are made by the primary listing market. The goal is to maintain a fair and orderly market during disruptions, such as system outages or unusual market activity. Interested parties can submit comments until March 22, 2021.

    Simple Explanation

    The Securities and Exchange Commission (SEC) wants people to share their thoughts on a plan to help keep the stock market running smoothly when things like big computer glitches or sudden selling happen. They want to make sure only one main market can decide when to stop trading to keep everything fair.

  • 2021-04139 — Submission for OMB Review; Comment Request; Upon Written Request
    Type:Notice
    Citation:86 FR 12045
    Reading Time:about 3 minutes

    The Securities and Exchange Commission (SEC) is inviting public comments about a collection of information linked to Form ID, a form used to obtain EDGAR access codes necessary for electronic filings. Proposed amendments to the form would require individuals or organizations that already have a Central Index Key (CIK) but no EDGAR access codes to submit Form ID. This change is expected to increase the annual Form ID filings from 46,842 to 48,493, with the total annual burden rising from 7,026 hours to 7,274 hours. Public comments on these changes can be submitted via the reginfo.gov website or via email within 30 days of the notice's publication.

    Simple Explanation

    The SEC is asking people what they think about changing a form needed to send things online. They want to make it easier for some people who already have an ID number to also get access codes, which means more people will need to fill out the form each year.