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The New York Stock Exchange (NYSE) submitted a proposed rule change to the Securities and Exchange Commission (SEC) to adjust its fee structure. The proposal introduces a fee of $0.0030 per share for orders using the new Midpoint Ping routing strategy. This strategy helps direct trades to various NYSE-affiliated exchanges to find the best prices, but it is entirely optional for member organizations. The proposed fee change aims to balance competition and improve member organizations' access to liquidity in the stock market.

The New York Stock Exchange (NYSE) has proposed a change to Rule 309, which aims to simplify the payment process for member organizations by allowing the exchange to directly debit undisputed or final fees from their accounts at the National Securities Clearing Corporation. Organizations have the option to opt-out and set up alternative payment methods. This new method is intended to ease administrative burdens and reduce overdue account balances. Additionally, a $10,000 threshold is set for disputes before debiting occurs, providing time for members to address potential billing errors.

The New York Stock Exchange LLC proposed a rule change to the Securities and Exchange Commission (SEC). This rule change aims to prohibit member organizations from seeking reimbursement from issuers for sending proxy and other materials to certain beneficial owners who received shares for free or at a reduced price through a broker's promotion. The proposal was initially published in the Federal Register on December 18, 2020. The SEC has decided to extend the period for reviewing this proposal to March 18, 2021, in order to allow more time to consider the feedback received and make an informed decision.

The New York Stock Exchange (NYSE) is proposing an extension of the waiver on certain fees for member organizations operating on the Trading Floor. Since the Trading Floor continues to operate with reduced capacity due to COVID-19, the NYSE wants to keep offering these waivers to help reduce financial burdens for these organizations. The extended waiver covers 50% of charges related to telephone systems and service fees, as well as trading license fees for eligible firms. The rule change was filed for immediate effectiveness to ease costs for firms affected by the pandemic-related partial closure of the Trading Floor.

The New York Stock Exchange (NYSE) filed a proposed rule change with the Securities and Exchange Commission (SEC). This change involves removing the maximum fee rates for processing and forwarding proxy materials to stock owners and required member organizations to follow fee schedules set by other securities organizations. The SEC had a 45-day period to take action on this rule change after it was published, initially expiring on February 4, 2021. However, the SEC extended this period to March 21, 2021, to allow more time to consider the proposal and the comments received.