Search Results for keywords:"investor risk management"

Found 2 results

Search Results: keywords:"investor risk management"

💰 Only
Oldest Newest
  • 2025-04513 — Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change, as Modified by Partial Amendment Nos. 1 and 2, by MIAX Sapphire, LLC To Amend Exchange Rule 402, Criteria for Underlying Securities, To List and Trade Options on Commodity-Based Trust Shares
    💰
    Type:Notice
    Citation:90 FR 12859
    Reading Time:about 31 minutes

    The Securities and Exchange Commission (SEC) has received a proposed rule change from MIAX Sapphire, LLC. This rule change aims to allow the listing and trading of options on Commodity-Based Trust Shares, which are financial products that represent interests in a trust holding commodities like gold, silver, or cryptocurrencies. The proposal is similar to filings by other exchanges, and the SEC is now inviting public comments on it. If approved, this change could make it easier and faster for these options to become available on the market, offering investors new ways to manage risks associated with commodities.

    Simple Explanation

    The government is looking at a new idea from a company called MIAX Sapphire, which wants to make it easier for people to buy and sell special bets on items like gold or digital money. They're asking people if they think this is a good idea.

  • 2025-03074 — Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Amend Options 4, Section 3, Criteria for Underlying Securities
    💰
    Type:Notice
    Citation:90 FR 10740
    Reading Time:about 23 minutes

    Nasdaq ISE, LLC has proposed a change to its rules to allow the listing and trading of options on Commodity-Based Trust Shares. These shares are tied to commodities and cash held in a trust, such as gold or bitcoin, and the proposed rule would enable options on these shares to be traded similarly to other Exchange-Traded Funds (ETFs). The Securities and Exchange Commission (SEC) is currently seeking public comments on this proposal to ensure it aligns with existing securities laws and promotes a fair and open market. The change is intended to provide investors with more options for managing risk in a transparent and regulated market.

    Simple Explanation

    Nasdaq wants to make new rules so people can trade special kinds of "options" on things like gold or bitcoin, similar to how they trade other funds. The SEC is checking to make sure these new rules are fair and safe for everyone.