Search Results for keywords:"enforcement actions"

Found 2 results

Search Results: keywords:"enforcement actions"

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  • 2021-00253 — Sunshine Act Meetings
    Type:Notice
    Citation:86 FR 1557
    Reading Time:about a minute or two

    The Securities and Exchange Commission (SEC) has scheduled a closed meeting at 2:00 p.m. on January 13, 2021. This meeting will be conducted remotely or at the SEC's headquarters in Washington, D.C. Only Commissioners, their legal counsel, and certain staff members will attend. The meeting will discuss legal matters such as the start and settlement of legal actions and enforcement proceedings. For more information, Vanessa A. Countryman can be contacted.

    Simple Explanation

    The Securities and Exchange Commission (SEC) is having a secret meeting on January 13, 2021, where only a few important people will talk about starting and ending legal cases. This meeting is not open for everyone to see, which might make some people feel it's not fair or clear what's happening.

  • 2025-01409 — Processes and Procedures for Issuance and Use of Guidance Documents
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    Type:Rule
    Citation:90 FR 6804
    Reading Time:about 6 minutes

    The Department of Justice has finalized a rule that removes certain regulations related to guidance documents, which were introduced in 2020 following Executive Order 13891. This step follows President Biden's Executive Order 13992, which revoked the earlier order to allow more flexibility in agency guidance. The Department found the old regulations unnecessary and burdensome, as they discouraged helpful guidance and required additional resource allocation to determine if documents were subject to these regulations. The Attorney General has issued a new memorandum to address the development and use of guidance documents, reflecting these updated policies.

    Simple Explanation

    The Department of Justice has decided to stop using some complicated rules, from 2020, that said how they could use their guides. They found these rules were making things harder and not very helpful, so now they're making it simpler to give good advice.