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The Securities and Exchange Commission (SEC) announced that ETF Opportunities Trust and Brookmont Capital Management, LLC have applied for an exemption under the Investment Company Act of 1940. This exemption would allow them to make changes to subadvisory agreements without needing shareholder approval and to bypass certain disclosure rules about fees paid to subadvisors. The SEC will issue an order granting this request unless a hearing is requested by February 10, 2025. Interested individuals can request a hearing by contacting the SEC and providing proof of service to the applicants.

The Securities and Exchange Commission (SEC) has issued a notice regarding an application from several investment companies, including Pearl Diver Credit Company Inc., seeking to engage in joint investments. These investments are typically prohibited under the Investment Company Act of 1940, but the applicants are requesting an order to allow these activities under certain conditions. A hearing on this application will only take place if requested, with a deadline for such requests set for February 17, 2025. Additional details, including how to request a hearing, are available on the SEC's website.

The Securities and Exchange Commission (SEC) received an application from several investment companies, including Wilshire Private Assets Fund and others, for an order permitting them to co-invest in portfolio companies together with some affiliated entities. This order would allow them to engage in joint transactions that are otherwise restricted by the Investment Company Act of 1940. The application was filed through late 2024 and early 2025, with the SEC considering issuing the order unless a hearing is requested by April 21, 2025. Interested parties can request a hearing by emailing the SEC's Secretary and should provide specific reasons for their request.

The Securities and Exchange Commission (SEC) is giving notice of a public meeting of its Investor Advisory Committee, which will be held on March 11, 2021. This committee was created under the Dodd-Frank Act to advise on regulatory priorities and issues affecting investors. During the meeting, the committee will discuss a variety of topics including individual retirement accounts, special purpose acquisition companies, and minority inclusion in financial markets. The public can submit written comments ahead of the meeting and can view the proceedings online.

The Securities and Exchange Commission had previously announced a Closed Meeting that was scheduled for February 23, 2021, at 5 p.m. This meeting was officially cancelled, as per a notice in the Federal Register. For further details, Vanessa A. Countryman from the Office of the Secretary is available for contact. The notice is documented under FR Doc. 2021-04049.

The Securities and Exchange Commission (SEC) has issued a notice regarding an application from Kurv ETF Trust and Kurv Investment Management LLC. They are seeking an exemption that would allow them to make changes to subadvisory agreements without needing shareholder approval. Additionally, the exemption would provide relief from certain disclosure requirements concerning fees paid to subadvisors. Interested parties can request a hearing by January 13, 2025, by emailing the SEC, and they must provide proof of service to the Applicants.

The Cboe BZX Exchange, Inc. has proposed a rule change to adjust its fee structure for Lead Market Makers (LMMs) on its equities trading platform. The new fee schedule aims to provide better incentives for LMMs who meet specific performance standards, particularly those handling lower daily auction volumes of securities. The proposed changes include reducing payments for high-volume securities while increasing incentives for securities with lower trading volumes. The Exchange believes these adjustments will help remain competitive in the market and enhance the quality of the trading environment for exchange-traded products (ETPs) listed on Cboe BZX.

The Securities and Exchange Commission (SEC) has issued a notice about an application submitted by North Haven Private Income Fund LLC and related entities. These companies have requested permission to issue multiple classes of shares with different sales charges and distribution fees. The SEC will issue an order to grant this request unless someone requests a hearing. Hearing requests must be submitted to the SEC by April 14, 2025, and should explain why the hearing is necessary.

The Securities and Exchange Commission (SEC) has announced an intention to cancel the registrations of certain investment advisers. This action is taken under Section 203(H) of the Investment Advisers Act of 1940. The notice was filed on February 24, 2021, and it advises that investment advisers need to regularly update their Form ADV electronically. For more information, individuals can reach out to Lawrence Pace, a Senior Counsel at the SEC.