Search Results for citation:"90 FR 703"

The Financial Industry Regulatory Authority, Inc. (FINRA) submitted a proposed rule change to the Securities and Exchange Commission (SEC) on December 20, 2024. This proposal aims to update FINRA Rule 6897(b) to include a new cost recovery fee for the Consolidated Audit Trail (CAT), covering the year 2025. The primary goal of this fee is to allow FINRA to recover a portion of the costs associated with the National Market System Plan governing the CAT. The SEC invites public comments on the rule change and has provided various methods for submission, including online and mail, with a deadline for comments set for January 27, 2025.

The Cboe BZX Exchange, Inc. has filed a proposed rule change with the Securities and Exchange Commission (SEC) to amend its fee schedule for the "Consolidated Audit Trail Funding Fees," setting the new fee rate at $0.000022 per executed equivalent share. This change was filed under Section 19(b)(1) of the Securities Exchange Act of 1934, and the Exchange has designated the proposal for immediate effectiveness. The SEC is inviting comments from the public on this proposal. Comments can be submitted online or by mail, but they must refer to the specific file number SR-CboeBZX-2024-130 and be sent by January 27, 2025.