Search Results for citation:"90 FR 2767"

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Search Results: citation:"90 FR 2767"

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  • 2025-00413 — Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Nasdaq GEMX Order Feed, Nasdaq GEMX Top Feed, Nasdaq GEMX Real-Time Depth of Market Raw Feed, and Nasdaq GEMX Trade Feed Fees Based on the Rate of Inflation
    Type:Notice
    Citation:90 FR 2767
    Reading Time:about 3 minutes

    Nasdaq GEMX, LLC submitted a proposal to the Securities and Exchange Commission (SEC) to adjust fees for certain market data products based on inflation rates. The proposed changes affect the Nasdaq GEMX Order Feed, Top Feed, Real-Time Depth of Market Raw Feed, and Trade Feed, adjusting fees both for internal and external distribution. This rule change is designed to become effective immediately, and the SEC is seeking public comments on the proposal. Comments must be submitted by February 3, 2025, and individuals should ensure no personal identifiable information is included in submissions.

    Simple Explanation

    Nasdaq GEMX wants to change some of the fees for getting information about buying and selling stocks because things are getting more expensive, just like how toys or candies can cost more over time. They are asking people what they think about this plan, and anyone can say something about it before a certain date, but be careful not to use any personal details.

  • 2025-00513 — Adjustments to Civil Monetary Penalty Amounts
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    Type:Notice
    Citation:90 FR 2767
    Reading Time:about 8 minutes

    The Securities and Exchange Commission (SEC) published a notice to adjust civil monetary penalties for inflation as required by the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015. These adjustments apply to penalties under the Securities Act, the Exchange Act, the Investment Company Act, and part of the Sarbanes-Oxley Act. The new amounts were calculated using a percentage change between the Consumer Price Index for October 2023 and October 2024 and will be effective from January 15, 2025. This update ensures penalties keep pace with inflation and remain effective deterrents.

    Simple Explanation

    The SEC is making their penalty amounts bigger because prices go up each year. These bigger penalties will start on January 15, 2025, to make sure people follow the rules.